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Christopher Farris

National Financial Services LLC

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About Christopher Farris

Christopher Farris is a financial professional with experience in the industry. Christopher is currently registered with National Financial Services LLC and has been active in the industry since December 17, 2012. Christopher has passed the Series 63, Series 7, and SIE exams. Christopher was previously registered with Fidelity Brokerage Services LLC.

Firm Information

Christopher Farris is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Farris’s Registration & Firm History

KY

03/07/2018 - Present

National Financial Services LLC (COVINGTON KY)

KY

12/18/2012 - 02/04/2020

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 02/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Farris.
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