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Financial Advisors in Kentucky
5,932 Results
Unclaimed

Cerity Partners LLC | CFP ® (Certifications)

location

Louisville, KY

0 Disclosures

ADVISOR BIO

Clint Allen Eakles is a financial advisor and Certified Financial Planner who has been in the financial industry since February 2014. Clint is currently registered as an Investment Advisor Representative with Cerity Partners LLC in Louisville, Kentucky. Clint has a Series 65 license. He is also a board member of the Financial Planning Association of Kentucky. Clint specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Clint has experience working with high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX SERVICES; BILL PAY
Portfolio Management for Pooled Investment Vehicles
Unclaimed

State Farm Investment Management Corp. | CFC ® (Certifications)

location

Lexington, KY

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Clinton Bradley Conrad is a financial professional with over 10 years of experience in the financial services industry. Conrad is a Registered Representative and Investment Advisor Representative associated with State Farm Investment Management Corp. and is licensed in Indiana, Kentucky and Ohio. Clinton provides financial advice and investment management services to individuals and investment companies. Conrad holds the Series 6 and Series 63 licenses and the SIE exam. Conrad also has the Chartered Financial Consultant designation. Conrad's experience includes serving as an insurance agent for Clinton Conrad's Insurance Agency, as well as ownership of Brooke Properties LLC. In addition to State Farm Investment Management Corp., Conrad is also associated with Clinton Conrad's Insurance Agency.

SPECIALIZATIONS

Portfolio Management for Investment Companies
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Clinton Moran is a registered representative with Fidelity Brokerage Services LLC. Clinton has been in the securities industry for over 6 years and is licensed to sell securities in 53 states and jurisdictions. Clinton has passed the Series 7 and Series 63 exams and the Securities Industry Essentials (SIE) exam. Clinton is registered with FINRA. Clinton's office is located in Covington, Kentucky.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

LOUISVILLE, KY

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Clinton Carrier is a financial advisor with over 17 years of experience in the industry. Clinton has been registered with PNC Investments since December 2011. Clinton currently holds licenses for Series 6, Series 7, Series 63, and Series 66 securities exams. Clinton specializes in providing financial planning, investment management, and portfolio management services to individuals, businesses, corporations, high-net-worth individuals, and retirement plans. Prior to joining PNC Investments, Clinton worked with CHASE INVESTMENT SERVICES CORP. and NATCITY INVESTMENTS, INC.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Clinton Isaac Rothfuss is a financial advisor associated with Fidelity Brokerage Services LLC. Clinton holds the Series 7TO, Series 63, and SIE licenses and is registered in 53 states and the District of Columbia. Clinton's current employment began on February 23, 2023, and is located at 100 Howe Drive in Covington, Kentucky.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

Lexington, KY

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Clyde W Pelton is a financial advisor who has been in the industry since 1994. Clyde is currently registered with Morgan Stanley in Lexington, KY. Clyde previously worked at UBS Financial Services Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Clyde holds several licenses including Series 3, 7, 9, 10, 63 and 65.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Cody Lyndon Woods is a financial advisor with Fidelity Brokerage Services LLC. Cody has been in the financial services industry since June 2021. Cody is licensed to provide financial advice in 53 states and territories. Cody is registered with FINRA and has a Series 63, Series 7TO, Series 9 and SIE license.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fidelity Personal AND Workplace Advisors

location

LOUISVILLE, KY

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Cody Jay Covert is a registered representative with Fidelity Personal and Workplace Advisors. Cody has been in the industry since June 25, 2015. Cody is licensed in Kentucky, Texas, Florida, Georgia, Indiana, Michigan, Minnesota, North Carolina, Ohio, South Carolina, Tennessee, and Texas.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

1 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Cody Smith is a registered representative with Fidelity Personal And Workplace Advisors. Cody Smith has been working in the securities industry for over 7 years. Cody Smith holds the Series 7TO, Series 66 and SIE exams. Cody Smith is registered with the state of Kentucky, Ohio and Texas. Cody Smith has been registered with FINRA since 2023 and provides financial planning services to individuals, high-net-worth individuals, businesses, and pension plans.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Cody Smith is a securities professional registered with Fidelity Brokerage Services LLC. Cody holds Series 63, Series 7TO and SIE licenses. Cody has been in the securities industry since May 6, 2021. Cody is registered in 53 states and the District of Columbia.

SPECIALIZATIONS

No specializations listed.

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