ADVISOR BIO

Evan Whaley is a registered representative and investment advisor representative with Oppenheimer & Co. Inc. in Stamford, Connecticut. Evan has been in the securities industry since 2008 and has passed the Series 7, Series 55, Series 66, Series 57TO and SIE exams. Evan specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and pooled investment vehicles.

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Evan Alexander Finkel is an Investment Advisor Representative registered in Connecticut. Evan has been in the securities industry since January 2017 and is currently associated with Integra Global Advisors LLC. Prior to joining Integra Global Advisors LLC, Evan was employed by Ipsos MMA in Norwalk, CT from March 2014, Anheuser Busch in New York, NY from February 2016, and Amazon in Boston, MA from June 2019. Evan holds the Series 65 and Series 63 securities licenses.

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Federico Rienhardt is a financial advisor with over 20 years of experience in the industry. Federico is currently registered with Stifel, Nicolaus & Company, Inc. in Stamford, CT. Federico has held previous roles at HAPOALIM SECURITIES USA, INC. and STANDARD NEW YORK SECURITIES, INC. Federico is a Series 63, Series 7, Series 24, and SIE licensed professional. Federico is registered with the following state securities regulators: Arkansas, California, Colorado, Connecticut, Florida, Illinois, Massachusetts, Missouri, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Puerto Rico, Tennessee, and Texas. Federico specializes in a variety of financial services including Retirement Planning, Mutual Funds, Annuities, Fixed Annuities, Variable Annuities, Life Insurance, Long-Term Care Insurance, and Mutual Funds. Federico is committed to providing his clients with personalized financial advice and guidance.

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Fiona Slater is a registered investment advisor representative with RBC Capital Markets, LLC. She has been in the securities industry since January 21, 2019 and has a strong track record of providing financial advice to individuals, businesses, and institutions. Fiona Slater holds the Series 7, Series 63, and Series 65 licenses, and her areas of expertise include portfolio management, financial planning, and employee benefit plans. Fiona Slater is committed to helping her clients achieve their financial goals and is dedicated to providing them with the highest level of service and expertise.

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Fiona Jackman-ward is a registered investment advisor with Citigroup Global Markets Inc. Fiona has been in the securities industry since January 13, 2006 and has been a registered representative since July 6, 1998. Fiona holds Series 6, 7TO, 9, 10, 26, 63 and 66 licenses. Fiona specializes in financial planning, asset allocation advice, security ratings, and portfolio management. Fiona has experience working with high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, pension and profit sharing plans, charitable organizations, and state or municipal government entities.

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Forrest Close is a financial professional with over 15 years of experience in the industry. Forrest is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide investment advice in Connecticut and Texas. Prior to joining Merrill Lynch, Forrest was with Alternative Access Capital, LLC from 2011 to 2015. Forrest holds FINRA Series 7, 63, and 65 licenses. Forrest is a dedicated financial professional committed to providing clients with personalized investment advice and strategies.

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Francis Nuzzolo is a financial advisor registered with UBS Financial Services Inc., a firm with over $50 billion in assets under management. Francis is licensed to conduct business in numerous states, including Connecticut, Rhode Island, and many others. Francis has been in the financial industry since June 2021 and has a wide range of experience. Francis offers a variety of services, including financial planning, portfolio management for individuals and businesses, and educational seminars.

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Francis Xavier Queally is a financial advisor with over 40 years of experience in the industry. Francis Xavier has a wide range of experience, having worked with firms such as AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. Francis Xavier currently works for M Holdings Securities, Inc. where Francis Xavier is a Registered Representative and Investment Advisor Representative. Francis Xavier specializes in providing a variety of financial services including financial planning, portfolio management, educational seminars, and pension consulting. Francis Xavier is also licensed to provide insurance and has a Chartered Financial Consultant designation.

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Francisco Ricardo Perez is a financial advisor registered with New Edge Wealth. Francisco Ricardo Perez has been working in the financial industry since September 8, 2004. Francisco Ricardo Perez holds licenses in both Connecticut and New Jersey and has multiple product and state exams. The advisor is registered with and associated with the firm, New Edge Wealth.

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Frank Lockwood is a financial advisor with over 30 years of experience in the financial services industry. Frank is currently registered with UBS Financial Services Inc. and is a licensed representative in Connecticut, Florida and Texas. Prior to joining UBS Financial Services Inc. Frank worked with Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated in Greenwich, Connecticut. Frank has a strong background in securities and commodities, and he is committed to providing his clients with personalized financial advice and guidance. Frank specializes in a variety of services, including financial planning, portfolio management, and retirement planning.

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