Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fiona? Claim Your ProfileFiona Slater is a registered investment advisor representative with RBC Capital Markets, LLC. She has been in the securities industry since January 21, 2019 and has a strong track record of providing financial advice to individuals, businesses, and institutions. Fiona Slater holds the Series 7, Series 63, and Series 65 licenses, and her areas of expertise include portfolio management, financial planning, and employee benefit plans. Fiona Slater is committed to helping her clients achieve their financial goals and is dedicated to providing them with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
03/20/2021 - Present
RBC Capital Markets, LLC (STAMFORD CT)
IA
Issued 03/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2019
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Fiona Slater is the right advisor for you? Invested Better is here to help.
