Unclaimed
Federico Rienhardt is a financial advisor with over 20 years of experience in the industry. Federico is currently registered with Stifel, Nicolaus & Company, Inc. in Stamford, CT. Federico has held previous roles at HAPOALIM SECURITIES USA, INC. and STANDARD NEW YORK SECURITIES, INC. Federico is a Series 63, Series 7, Series 24, and SIE licensed professional. Federico is registered with the following state securities regulators: Arkansas, California, Colorado, Connecticut, Florida, Illinois, Massachusetts, Missouri, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Puerto Rico, Tennessee, and Texas. Federico specializes in a variety of financial services including Retirement Planning, Mutual Funds, Annuities, Fixed Annuities, Variable Annuities, Life Insurance, Long-Term Care Insurance, and Mutual Funds. Federico is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
12/03/2015 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
NY
04/20/2010 - 12/11/2015
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
06/19/2002 - 04/15/2010
STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)
BC
Issued 08/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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