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Financial Advisors in Connecticut
11,410 Results
Unclaimed

J.p. Morgan Securities LLC

location

ORANGE, CT

experience

1 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Noor Naseri is a registered representative at J.P. Morgan Securities LLC. Noor has been in the industry for 1 year and is licensed in Connecticut, New Jersey, and New York. Noor holds the Series 63, 6TO, and SIE licenses. J.P. Morgan Securities LLC offers a variety of investment services, including financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

GREENWICH, CT

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Nora Powell is a registered representative with Searle & Co. Nora is an active advisor who has been working in the financial industry since 1989. Nora is a Series 7, 63, and SIE licensed advisor. Prior to joining Searle & Co., Nora worked for Salomon Smith Barney Inc., Prudential Securities Incorporated, and Lehman Brothers Inc.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

GREENWICH, CT

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Norma Montalvo is a financial advisor with UBS Financial Services Inc. Norma has been working in the financial services industry since 2003 and has a wide range of experience in providing financial advice to individuals, families, and businesses. Norma holds a variety of licenses and certifications, including the Series 7, 63, and 65 licenses, as well as the SIE exam. Norma is also a registered representative of UBS Financial Services Inc. Norma is committed to providing her clients with personalized financial advice and guidance, and she strives to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Norwalk, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Norman De Angelis is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. in Norwalk, Connecticut. He has been in the financial services industry since 2000 and has held previous positions with MML Investors Services, LLC, Ameriprise Financial Services, Inc., Allstate Financial Services, LLC, Essex National Securities, Inc., Edward Jones, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Norman De Angelis is licensed in Connecticut.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEW HAVEN, CT

experience

33 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Norman Forrester is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in NEW HAVEN, CT. Norman has been in the financial services industry for over 30 years. He is a registered representative in CT and TX. Norman offers a variety of investment services, including portfolio management for individuals and businesses. He is also a registered investment advisor. Norman has a diverse background and is dedicated to serving the needs of his clients.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Commonwealth Financial Network

location

North Haven, CT

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Norman Juniewic is a financial advisor registered with Commonwealth Financial Network. Norman has been working in the financial industry since October 23, 1987. Norman is currently registered with Commonwealth Financial Network and previously worked with LPL Financial LLC, Raymond James Financial Services, Inc., Liberty Securities Corporation, Wall Street Investor Services, United Pacific Financial Services, Inc., Invest Financial Corporation and The Stuart-James Company, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

MML Investors Services, LLC

location

SHELTON, CT

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Norman St aubyn Leslie has over 30 years of experience in the financial services industry. Leslie is currently registered as an investment advisor representative with MML Investors Services, LLC. Leslie has previously been associated with a number of other firms, including MSI FINANCIAL SERVICES, INC., METROPOLITAN LIFE INSURANCE COMPANY, and CHATFIELD DEAN & CO., INC. Leslie holds the Series 63, Series 65, Series 7, and SIE licenses. Leslie's areas of expertise include financial planning, pension consulting, and portfolio management. Leslie also works as an independent insurance agent, selling a variety of insurance products.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Norman Kramer Investments, Inc.

location

WESTPORT, CT

0 Disclosures

ADVISOR BIO

Norman Kramer is an investment advisor representative with Norman Kramer Investments, Inc. in Westport, Connecticut. Norman has been working in the financial services industry since 1975. Norman Kramer Investments, Inc. manages a total of $39,100,921 in regulatory assets under management. The firm serves a total of 96 clients, including 12 high-net-worth individuals and 28 individuals other than high-net-worth individuals. Norman Kramer Investments, Inc. provides portfolio management for individuals. The firm's compensation arrangements include percentage of assets.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

KEY Investment Services LLC

location

East Windsor, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Norman Jones is a financial professional registered with Key Investment Services LLC. Norman is currently based out of East Windsor, CT. Norman Jones has been in the industry since 2023. Norman Jones has passed the Series 63, Series 6TO, and SIE exams. Norman specializes in portfolio management for individuals and selection of other advisors.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Robert W. Baird & Co. Inc.

location

STAMFORD, CT

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Norman Gregory Gaynor is a financial advisor with over 25 years of experience in the industry. He currently works at Robert W. Baird & Co. Inc. where he is a registered representative. Prior to joining Robert W. Baird & Co. Inc., Norman Gregory Gaynor worked at Oppenheimer & Co. Inc., CIBC WORLD MARKETS CORP. and J.P. MORGAN SECURITIES INC. Norman Gregory Gaynor holds a Series 63, 57TO, SIE, Series 55 and Series 7 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals

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