Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nora? Claim Your ProfileNora Powell is a registered representative with Searle & Co. Nora is an active advisor who has been working in the financial industry since 1989. Nora is a Series 7, 63, and SIE licensed advisor. Prior to joining Searle & Co., Nora worked for Salomon Smith Barney Inc., Prudential Securities Incorporated, and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
10/07/2002 - Present
Searle & Co. (GREENWICH CT)
NY
02/02/2001 - 10/08/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/06/1993 - 01/23/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/14/1989 - 04/13/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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