Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Gregory Gaynor is a financial advisor with over 25 years of experience in the industry. He currently works at Robert W. Baird & Co. Inc. where he is a registered representative. Prior to joining Robert W. Baird & Co. Inc., Norman Gregory Gaynor worked at Oppenheimer & Co. Inc., CIBC WORLD MARKETS CORP. and J.P. MORGAN SECURITIES INC. Norman Gregory Gaynor holds a Series 63, 57TO, SIE, Series 55 and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CT
03/10/2008 - Present
Robert W. Baird & Co. Inc. (STAMFORD CT)
NY
01/14/2008 - 02/25/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/19/2003 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
05/01/2001 - 03/19/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
05/24/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
CA
02/18/1997 - 05/13/1999
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BC
Issued 03/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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