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Kevin O'brien O'Sullivan

ERG Securities (us) LLC

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About Kevin O'brien O'Sullivan

Kevin O'Sullivan is a financial professional who has been in the industry since 2007. Kevin is currently registered with ERG Securities (us) LLC and has previously been registered with SHOT TOWER SECURITIES LLC, STOUT CAUSEY CAPITAL CORPORATION, CONSOLIDATED FINANCIAL INVESTMENTS, INC., SIGNAL HILL CAPITAL GROUP LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and HEARTLAND SECURITIES CORP.. Kevin holds the Series 7, Series 63, SIE and Series 79TO licenses and is registered in Connecticut, Maryland and New York.

Firm Information

Kevin O'Sullivan is currently registered with ERG Securities (us) LLC. ERG Securities (us) LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 15 states.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin O'Sullivan’s Registration & Firm History

CT

05/19/2023 - Present

ERG Securities (us) LLC (Norwalk CT)

MD

02/18/2020 - 06/30/2022

SHOT TOWER SECURITIES LLC (Baltimore MD)

MD

10/10/2011 - 01/06/2020

STOUT CAUSEY CAPITAL CORPORATION (Ellicott City MD)

MO

06/10/2011 - 11/22/2011

CONSOLIDATED FINANCIAL INVESTMENTS, INC. (CLAYTON MO)

MD

06/24/2008 - 02/03/2011

SIGNAL HILL CAPITAL GROUP LLC (BALTIMORE MD)

MD

05/29/2006 - 06/05/2008

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)

NJ

10/03/2001 - 10/15/2001

HEARTLAND SECURITIES CORP. (EDISON NJ)

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Licenses & Designations

BC

Issued 01/17/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Kevin O'brien O'Sullivan.
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