Unclaimed
Justin Carfora is a financial advisor with LPL Financial LLC. Justin has been working in the financial services industry since 2009. Justin is a Registered Representative and Investment Advisor Representative. Justin has experience with First Trust Portfolios L.P., Sentinus-Halo Securities, TerraNova Capital Equities, Inc., Sentinel Financial Services Company, Allianz Global Investors Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Justin holds the Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/02/2024 - Present
LPL Financial LLC (BRANFORD CT)
IL
01/07/2019 - 10/28/2022
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
IL
05/25/2018 - 01/02/2019
SENTINUS-HALO SECURITIES (CHICAGO IL)
NY
11/09/2017 - 05/30/2018
TERRANOVA CAPITAL EQUITIES, INC (NEW YORK NY)
VT
10/02/2014 - 11/19/2015
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
NY
01/03/2011 - 10/02/2014
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
06/02/2010 - 12/22/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
06/01/2009 - 06/17/2010
MORGAN STANLEY SMITH BARNEY (NEW HAVEN CT)
CT
08/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW HAVEN CT)
BOTH
Issued 09/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Justin Carfora is the right advisor for you? Invested Better is here to help.