Invested Better
Financial Advisors in Connecticut
11,410 Results
Unclaimed
location

Fairfield, CT

experience

36 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Joseph James Matthews is a registered investment advisor representative with Morgan Stanley. Joseph has been in the securities industry since August 1988. Joseph is licensed to provide investment advice and securities services in multiple states. His previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc., and Paine Webber Incorporated. Joseph Matthews is an active member of the securities industry with experience in multiple areas of financial services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Winklevoss Insurance Agency, LLC

location

GREENWICH, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Joseph John Gilbert is a registered representative with Winklevoss Insurance Agency, LLC. Joseph holds the Series 6 and Series 63 licenses and the SIE exam. Joseph has been in the securities industry since 1993.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

HARTFORD, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Joseph Hooper is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Joseph has been in the industry for over 10 years and has a proven track record of success. Joseph is committed to providing his clients with personalized financial advice and guidance. Joseph is a Registered Representative and Investment Advisor Representative in Connecticut and Texas. Joseph specializes in providing financial advice and guidance to individuals, families, and businesses.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Fiducient Advisors LLC

location

WINDSOR, CT

0 Disclosures

ADVISOR BIO

Joseph Anthony Diogostine is an Investment Advisor Representative at Fiducient Advisors LLC. Joseph is registered with the state of Connecticut. He has been in the industry since December 2000 and has experience working with clients in Windsor, CT, Chicago, IL and Milford, CT. Joseph has a Series 65 license and has passed the Uniform Investment Adviser Law Examination.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING FOR INDIVIDUALS AND NON PROFIT ORGANIZATIONS
Publication of Financial Periodicals
Unclaimed

Knights OF Columbus Asset Advisors LLC

location

NEW HAVEN, CT

0 Disclosures

ADVISOR BIO

Joseph L.h. Rafala is an Investment Advisor Representative at Knights of Columbus Asset Advisors LLC. Joseph is registered with the state of Connecticut and 49 other states.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

THE Dowling Group Wealth Management

location

GREENWICH, CT

0 Disclosures

ADVISOR BIO

Joseph Anthony Manno is a financial advisor with The Dowling Group Wealth Management, located in Greenwich, Connecticut. Joseph has been in the industry since 2009, and has worked with clients across both New York and Connecticut. Joseph is a Registered Representative with The Dowling Group Wealth Management. Joseph also has a Series 65 and a Series 7 designation. Joseph Manno also owns and operates JMSynergy LLC, a marketing and business consulting firm.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Joseph Paul Hall is a financial advisor with Voya Financial Partners, LLC. Joseph has been in the securities industry since 2011. Joseph holds Series 6 and SIE licenses. He is currently registered with FINRA. The firm’s main office is located in Windsor, CT.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Wells Fargo Clearing Services, LLC

location

OLD SAYBROOK, CT

experience

19 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Joseph Ralph Stone Jr. is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the industry since July 2005. Joseph is currently registered with the states of Connecticut and Texas. Joseph has previously been registered with NewAlliance Investments, Inc. and Morgan Stanley DW Inc. He has also passed several exams including Series 66, Series 31 and Series 7.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

WJ Financial Advisors, LLC

location

KILLINGWORTH, CT

0 Disclosures

ADVISOR BIO

Joseph Giaccone is an investment advisor representative at WJ Financial Advisors, LLC. Joseph has been in the industry since 2009 and specializes in providing financial planning and portfolio management services to individuals, families, and businesses. Joseph is registered with the state of Connecticut and holds the Series 6 and Series 65 licenses. WJ Financial Advisors, LLC has been providing financial advice since 2014 and has a strong focus on personalized service and a commitment to client success. The firm provides a range of investment advisory services, including financial planning, portfolio management, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Pruco Securities, LLC

location

Glastonbury, CT

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Joseph William Kowalczyk is a financial professional at Pruco Securities, LLC, with experience in the industry since June 2015. Joseph has a strong background in investment company products and variable contracts, having obtained the Series 6 license in June 2015. In October 2018, Joseph successfully completed the Securities Industry Essentials (SIE) exam, demonstrating their commitment to staying updated with industry standards. Currently, Joseph is registered to offer securities in Connecticut and Massachusetts.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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