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Joseph John Urciuoli

Sami Brokerage LLC

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About Joseph John Urciuoli

Joseph John Urciuoli is a financial advisor with over 20 years of experience in the financial services industry. Joseph is registered with Sami Brokerage LLC and holds the Series 3, Series 7, and Series 63 licenses. Joseph specializes in securities and commodities.

Firm Information

Joseph Urciuoli is currently registered with Sami Brokerage LLC. Sami Brokerage LLC is a Limited Liability Company formed in November 2018 and approved to operate in 18 states, including California, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kentucky, Minnesota, Mississippi, Nebraska, New York, Pennsylvania, Texas, Virginia, Wisconsin, and Wyoming. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Urciuoli’s Registration & Firm History

CT

12/03/1998 - Present

Sami Brokerage LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 04/05/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1999

Series 3 - National Commodity Futures Examination

BC

Issued 11/25/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph John Urciuoli.
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