Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Thomas Ruocco is an investment advisor representative at PFS Investments Inc., a firm headquartered in Duluth, Georgia. Gerald is a registered representative of FINRA and is licensed in Connecticut. He holds the Series 6, Series 63, and SIE licenses, which demonstrate his knowledge and experience in the financial industry. Gerald has been in the industry since January 1997 and has a history of working with individuals and corporations, including high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CT
01/10/1997 - Present
PFS Investments Inc. (HAMDEN CT)
BC
Issued 01/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Gerald Ruocco is the right advisor for you? Invested Better is here to help.
