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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Emily? Claim Your ProfileEmily Dreas is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Emily has been in the industry since 2002, working with clients in Connecticut, Vermont, and New York. Emily has a broad range of experience in the financial services industry. Prior to joining Merrill Lynch, Emily worked for WELLS FARGO ADVISORS, LLC, LEGG MASON INVESTOR SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., and ALLEN C. EWING & CO. Emily holds licenses for Securities Industry Essentials Examination, General Securities Representative Examination, Uniform Combined State Law Examination, and Uniform Securities Agent State Law Examination, Emily is a member of Sound Waters Investment and the Young President's Organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/07/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
CT
12/10/2015 - 08/05/2016
WELLS FARGO ADVISORS, LLC (GREENWICH CT)
CT
12/01/2005 - 08/30/2010
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
04/06/2005 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
03/14/2002 - 06/20/2003
ALLEN C. EWING & CO. (JACKSONVILLE FL)
BC
Issued 07/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2019
Series 24 - General Securities Principal Examination
BC
Issued 08/05/2016
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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