Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Lynn Moore is a financial professional with over 20 years of experience in the financial services industry. Victoria is currently registered with Wells Fargo Clearing Services, LLC and has previously worked with firms such as Wedbush Securities Inc., Securities America, Inc., and AFA Financial Group, LLC. Victoria holds the Series 63, Series 7, and SIE licenses, and is registered with the state of California. Victoria provides financial planning and investment advisory services to both individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/11/2015 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
02/26/2015 - 06/08/2015
WEDBUSH SECURITIES INC. (WOODLAND HILLS CA)
CA
06/11/2010 - 09/05/2013
SECURITIES AMERICA, INC. (MALIBU CA)
CA
07/03/2007 - 04/29/2010
AFA FINANCIAL GROUP, LLC (WESTLAKE VILLAGE CA)
CA
05/26/2005 - 06/04/2007
SECURITIES AMERICA, INC. (WESTLAKE VILLAGE CA)
MO
11/19/1999 - 05/02/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 06/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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