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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Wedbush Securities Inc.

location

LOS ANGELES, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Sean Michael Thompson is a financial advisor at Wedbush Securities Inc. with over 25 years of experience in the industry. Sean is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 24, 63 and 65 licenses. Sean specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

FRESNO, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Sean Tomajan is a financial advisor with LPL Financial LLC. Sean has been in the financial services industry since 2014 and has experience with both brokerage and advisory services. Sean has worked with a variety of firms including T3 Trading Group, LLC, Voya Financial Advisors, Kestra Investment Services, LLC, and Founders Financial Securities LLC. Sean holds a Series 7, Series 66, and SIE license and is also a Certified Financial Planner. Sean is registered to provide both brokerage and investment advisory services in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Infinity 8 Investments, LLC | CFC ® (Certifications)

location

CUPERTINO, CA

0 Disclosures

ADVISOR BIO

Sean Katsuhiko Akiyama is an Investment Advisor Representative at Infinity 8 Investments, LLC. Sean has been in the industry since 1994 and has a Series 7, 63 and 65 license. Sean's previous experience includes roles at Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Fidelity Brokerage Services, Inc. Sean is a Chartered Financial Consultant and has a proven track record of providing investment advice to individuals and businesses. Sean specializes in portfolio management for individuals and businesses, financial planning, and the selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fidelity Personal AND Workplace Advisors

location

LIVERMORE, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Sean Luis is an investment advisor representative with Fidelity Personal And Workplace Advisors. Sean has been in the financial services industry since 2018 and has a Series 6, 7, 63, and 66 licenses. Sean has experience working with individual investors, businesses, pension and profit sharing plans, and charitable organizations. Sean is registered with the state of California as both a broker-dealer and an investment advisor. Sean's focus is to provide financial planning, educational seminars, and portfolio management services to clients.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Ventura, CA

experience

31 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Sean Patrick has over 28 years of experience in the financial services industry. Sean is a registered representative of Cambridge Investment Research Advisors, Inc. and is also an investment advisor representative for THE Renaissance Group. Sean has worked for several other firms, including CETERA ADVISORS LLC, LPL FINANCIAL LLC, AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Sean provides financial planning, portfolio management, and investment advisory services to individuals, families, businesses, and charitable organizations. Sean is also a licensed insurance agent.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Osaic Wealth, Inc.

location

YUBA CITY, CA

experience

21 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Sean McCabe is a financial advisor with over 20 years of experience in the financial services industry. Sean is currently registered with Osaic Wealth, Inc. and has previously worked with firms like Woodbury Financial Services, Inc. and Questar Capital Corporation. Sean has a strong background in financial planning, portfolio management, and insurance. Sean is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Western International Securities, Inc.

location

Westlake Village, CA

experience

22 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Sean M. McGrath is a financial advisor who has been in the industry since 2003. Sean is a Registered Representative and Investment Advisor Representative with Western International Securities, Inc.. Sean holds Series 63, 65, 7, 31, and SIE licenses and is registered to provide advisory services in several states. Sean has experience with individuals, corporations, and retirement plans and is committed to providing personalized financial planning and investment advice to meet each client's unique needs.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Newport Beach, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Sean Davitt is a financial advisor at Morgan Stanley in Newport Beach, CA. Sean has been in the financial services industry for over 2 years and is registered to conduct business in 51 states and the District of Columbia. Sean holds Series 66, Series 7TO, and SIE licenses. Sean specializes in working with high-net-worth individuals, insurance companies, charitable organizations, investment companies, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

San Francisco, CA

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Sean David Pipkin is a financial advisor with Morgan Stanley. Sean has been in the financial services industry since 1996. Sean is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Sean holds Series 31, Series 7 and Series 63 and 65 licenses. Sean's primary office is located in San Francisco, California. Sean is a registered investment advisor in California, Texas and other states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SAN FRANCISCO, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Sean Nicholson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Sean has been in the industry for over 10 years. Sean holds Series 63, 66, and 7TO licenses. Sean is currently registered in California, Texas, and 41 other states. Sean specializes in providing financial advice to individuals, businesses, and institutions. Sean is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Sean also has experience with J.P. Morgan Securities LLC and has worked in the industry since 2019.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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