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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Luis is an investment advisor representative with Fidelity Personal And Workplace Advisors. Sean has been in the financial services industry since 2018 and has a Series 6, 7, 63, and 66 licenses. Sean has experience working with individual investors, businesses, pension and profit sharing plans, and charitable organizations. Sean is registered with the state of California as both a broker-dealer and an investment advisor. Sean's focus is to provide financial planning, educational seminars, and portfolio management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/19/2024 - Present
Fidelity Personal AND Workplace Advisors (LIVERMORE CA)
CA
05/11/2020 - 07/24/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
CA
07/22/2019 - 12/02/2019
MORGAN STANLEY (SAN FRANCISCO CA)
CA
07/02/2018 - 07/03/2019
J.P. MORGAN SECURITIES LLC (SAN RAMON CA)
BOTH
Issued 01/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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