Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Nicholson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Sean has been in the industry for over 10 years. Sean holds Series 63, 66, and 7TO licenses. Sean is currently registered in California, Texas, and 41 other states. Sean specializes in providing financial advice to individuals, businesses, and institutions. Sean is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Sean also has experience with J.P. Morgan Securities LLC and has worked in the industry since 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
01/22/2021 - 06/18/2021
J.P. MORGAN SECURITIES LLC (FOSTER CITY CA)
BOTH
Issued 04/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/22/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sean Nicholson is the right advisor for you? Invested Better is here to help.
