ADVISOR BIO

Richard Kno is an investment professional with Equitable Advisors, LLC in Los Angeles, CA. Richard has been in the industry since March 2015 and has specialized in a variety of financial planning services including portfolio management, financial planning, pension consulting, and educational seminars. Richard also holds a Series 6, Series 63, and SIE.

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ADVISOR BIO

Richard Coronel is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with Wells Fargo Clearing Services, LLC and has held prior registrations with several other firms. Richard is licensed to provide investment advice in 22 states and has passed the Series 7, Series 31, Series 55, and Series 63 exams. Richard specializes in providing financial planning, investment management, and portfolio management services for individuals and businesses.

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ADVISOR BIO

Richard William Rogers is a financial advisor with Avantax Advisory Services, based in Encinitas, CA. Richard Rogers has been in the industry since July 19, 2018. Richard holds the Series 6, Series 63, Series 65 and SIE licenses, and has been registered with FINRA since July 2, 2020. Avantax Advisory Services is an investment advisor firm that offers a variety of financial services, including financial planning, portfolio management, and retirement planning. Richard has experience working with individuals, businesses, and retirement plans.

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ADVISOR BIO

Richard Karim Azouz is a financial advisor with over 20 years of experience in the industry. Richard is registered with LPL Financial LLC and is licensed to provide investment advice in multiple states. Previously, Richard has worked at Summit Brokerage Services, Inc. and LPL Financial Corporation. Richard has a strong understanding of the financial markets and is committed to helping clients achieve their financial goals. Richard is dedicated to providing personalized advice and helping clients develop a comprehensive financial plan. Richard focuses on working with individuals, high-net-worth individuals, families, businesses, corporations, charitable organizations, and pension and profit-sharing plans.

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ADVISOR BIO

Richard James Ward is an Investment Advisor Representative at Stifel, Nicolaus & Company, Inc. Richard has been in the securities industry since April 1, 1979 and has worked at the firm's Irvine, CA branch since May 2012. Richard has a strong track record of success in the financial services industry, and is committed to providing his clients with personalized advice and guidance. Richard is also a Certified Financial Planner and has authored a book on retirement planning.

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ADVISOR BIO

Richard MacBarron is a financial advisor with over 39 years of experience. Richard is currently registered with Osaic Wealth, Inc., a firm with over 43,000 clients and over $94 billion in assets under management. Richard specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Richard has earned the Certified Financial Planner and Chartered Financial Consultant designations.

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ADVISOR BIO

Richard Vaughan Dunstan is an investment advisor with Cetera Investment Advisers LLC. Richard has been in the industry since June 29, 1988 and is licensed to provide financial advice in California and South Carolina. Richard has a wide range of experience in the financial services industry, having worked with several firms in the past, including First Allied Securities, Inc., LPL Financial LLC, and Multi-Financial Securities Corporation.

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ADVISOR BIO

Richard Brandis is a financial professional with over 35 years of experience in the industry. Richard is currently registered with Oppenheimer & Co. Inc., where Richard has been since 2020. Prior to that, Richard was with BRANDIS TALLMAN LLC and has also held positions at Ibis Securities, LLC, Redwood Securities Group, Inc., Mark Pressman Associates, and Thomas F. White & Co., Incorporated. Richard holds several licenses including Series 7, 24, 52TO, 53, and SIE and specializes in portfolio management for individuals, businesses, and pooled investment vehicles.

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ADVISOR BIO

Richard Paul Rozman is an Investment Advisor Representative, registered in the states of California and Texas. Richard Rozman has worked in the financial services industry since 1978. He has held registrations with Merrill Lynch, Pierce, Fenner & Smith, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated before joining Wells Fargo Clearing Services, LLC in 2011. Richard Rozman is a registered principal and holds Series 7, 9, 10, 63 and 65 licenses. He has a strong background in financial planning, portfolio management, and investment consulting services.

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ADVISOR BIO

Richard McHugh is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., registered in California, Texas, and Washington. Richard has been in the industry since September 2012. His previous employment includes J.P. MORGAN SECURITIES LLC. Richard has a broad range of experience in portfolio management for individuals and businesses. He is also a registered investment advisor in California, Texas, and Washington.

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