Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Brandis is a financial professional with over 35 years of experience in the industry. Richard is currently registered with Oppenheimer & Co. Inc., where Richard has been since 2020. Prior to that, Richard was with BRANDIS TALLMAN LLC and has also held positions at Ibis Securities, LLC, Redwood Securities Group, Inc., Mark Pressman Associates, and Thomas F. White & Co., Incorporated. Richard holds several licenses including Series 7, 24, 52TO, 53, and SIE and specializes in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
08/14/2020 - Present
Oppenheimer & Co. Inc. (SAN FRANCISCO CA)
CA
10/18/2002 - 10/15/2020
BRANDIS TALLMAN LLC (SAN FRANCISCO CA)
CA
02/07/2000 - 09/18/2002
IBIS SECURITIES, LLC (WALNUT CREEK CA)
CA
03/09/1998 - 01/07/2000
REDWOOD SECURITIES GROUP, INC. (SAN FRANCISCO CA)
CA
10/31/1991 - 03/11/1998
MARK PRESSMAN ASSOCIATES AND/OR MPA (SAN FRANCISCO CA)
CA
12/17/1985 - 10/14/1991
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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