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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Vaughan Dunstan is a financial advisor with over 30 years of experience in the financial services industry. Richard has a strong track record of providing personalized financial advice and investment management services to a diverse clientele. Richard is currently registered with Cetera Investment Advisers LLC, a firm known for its commitment to providing comprehensive financial solutions. Richard has previously held positions with reputable firms such as First Allied Securities, Inc., LPL Financial LLC, Multi-Financial Securities Corporation, and Raymond James & Associates, Inc. Richard specializes in providing financial advice and investment management services to individuals, families, businesses, and charitable organizations. Richard has earned a number of professional designations and holds licenses to conduct business in multiple states, including California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
04/24/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
SC
02/08/2008 - 09/30/2019
LPL FINANCIAL LLC (FORT MILL SC)
CO
08/13/2002 - 01/30/2008
MULTI-FINANCIAL SECURITIES CORPORATION (DENVER CO)
OH
09/26/2002 - 12/31/2003
VESTAX SECURITIES CORPORATION (HUDSON OH)
GA
08/13/2002 - 12/31/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
04/18/2002 - 05/30/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
02/28/1996 - 04/02/2002
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
MN
06/11/1997 - 11/01/2001
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
FL
08/05/1993 - 09/22/1995
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
03/25/1987 - 08/02/1993
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
IA
Issued 1/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 1/14/1991
Series 24 - General Securities Principal Examination
BC
Issued 8/6/1990
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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