ADVISOR BIO

Ngoc Nhu Dinh is a financial advisor currently registered with J.P. Morgan Securities LLC. Ngoc Nhu has been in the financial industry since October 2011. Previously, Ngoc Nhu was registered with WELLS FARGO ADVISORS, LLC. Ngoc Nhu Dinh holds licenses for Series 6, 7, 63, and 66 exams.

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ADVISOR BIO

Ngoc Kim Tran is a financial advisor at Wells Fargo Clearing Services, LLC. Ngoc Kim has been in the financial industry since June 2014 and holds the Series 6, Series 7, Series 63, and Series 65 licenses. Ngoc Kim also holds the Securities Industry Essentials Examination (SIE). Ngoc Kim has experience working with high-net-worth individuals, corporations, and charitable organizations. Ngoc Kim can provide financial planning, investment consulting, and portfolio management services.

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ADVISOR BIO

Ngoc Le is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Ngoc is registered with FINRA and has passed the Series 7TO, SIE and Series 66 exams. Ngoc has been in the industry since May 2014 and has experience working with individuals, corporations, and pension plans.

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ADVISOR BIO

Ngocha Nguyen Hoang is a financial advisor with over 20 years of experience in the industry. Ngocha is currently registered with Transamerica Financial Advisors, Inc. and is located in Woodland Hills, CA. Ngocha has a strong background in investment company products and has been active in the financial services industry since 1997. Prior to joining Transamerica, Ngocha worked with World Group Securities, Inc. and WMA Securities, Inc. Ngocha holds several licenses including Series 6, Series 63, and SIE.

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ADVISOR BIO

Ngochuyen Hoang is a registered representative with Wells Fargo Clearing Services, LLC. Ngochuyen is based in San Jose, CA and has been in the industry since 2024. Ngochuyen has passed the Series 63, Series 6TO, and SIE exams. Ngochuyen specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.

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ADVISOR BIO

Ngoc Thuy Linh Ngo is an active investment advisor representative registered with the state of California and Texas. Ngoc Thuy Linh Ngo currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. and is located in the San Jose, CA. Ngoc Thuy Linh Ngo has been in the industry since 2022. Ngoc Thuy Linh Ngo has successfully passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7TO), and the Uniform Combined State Law Examination (Series 66). Ngoc Thuy Linh Ngo is registered to provide investment advice to individuals, corporations, businesses, charitable organizations, pension plans, investment companies, insurance companies, banking institutions, state and municipal government entities.

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ADVISOR BIO

Nguyen S La is a registered representative with Morgan Stanley. Nguyen is located in Palo Alto, CA, and has been in the financial services industry since 2023. Nguyen has successfully completed the General Securities Representative Examination and the Securities Industry Essentials Examination. Nguyen holds active registrations with FINRA and the state of California. Nguyen specializes in providing financial planning, asset allocation advice, educational seminars, portfolio management for businesses, individuals, and investment companies.

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ADVISOR BIO

Nguyen C Tran is an investment advisor representative with Osaic Wealth, Inc., based in Los Angeles, California. Nguyen has over 20 years of experience in the financial services industry. Nguyen is registered to provide investment advice in 17 states and holds Series 6, 63 and 65 securities licenses. Nguyen provides financial planning, pension consulting, educational seminars and portfolio management for individuals and businesses. Nguyen also holds a health insurance license and is an advisor for Win Wealth Solutions.

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ADVISOR BIO

Nha Hoang is a financial advisor with J.P. Morgan Securities LLC, located in San Jose, CA. Nha has been in the industry since December 14, 2009 and holds Series 6, Series 63 and SIE licenses. Nha previously worked with CHASE INVESTMENT SERVICES CORP. in San Jose, CA. J.P. Morgan Securities LLC is a large financial firm with over $50 billion in assets under management. The firm provides a variety of investment services to a wide range of clients, including individuals, corporations, and institutions.

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ADVISOR BIO

Nhaman Pelphrey is an investment advisor representative at IFC Advisors LLC. Nhaman has been in the industry since 2022 and holds Series 66, Series 7TO, and SIE licenses. Nhaman is registered in multiple states, including California, Texas, New Jersey, and Kentucky, among others. At IFC Advisors LLC, Nhaman specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.

SPECIALIZATIONS