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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ngoc thuy linh? Claim Your ProfileNgoc Thuy Linh Ngo is an active investment advisor representative registered with the state of California and Texas. Ngoc Thuy Linh Ngo currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. and is located in the San Jose, CA. Ngoc Thuy Linh Ngo has been in the industry since 2022. Ngoc Thuy Linh Ngo has successfully passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7TO), and the Uniform Combined State Law Examination (Series 66). Ngoc Thuy Linh Ngo is registered to provide investment advice to individuals, corporations, businesses, charitable organizations, pension plans, investment companies, insurance companies, banking institutions, state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN JOSE CA)
BOTH
Issued 11/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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