Unclaimed
Ngocha Nguyen Hoang is a financial advisor with over 20 years of experience in the industry. Ngocha is currently registered with Transamerica Financial Advisors, Inc. and is located in Woodland Hills, CA. Ngocha has a strong background in investment company products and has been active in the financial services industry since 1997. Prior to joining Transamerica, Ngocha worked with World Group Securities, Inc. and WMA Securities, Inc. Ngocha holds several licenses including Series 6, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
01/06/2012 - Present
Transamerica Financial Advisors, Inc. (WOODLAND HILLS CA)
CA
04/12/2002 - 01/06/2012
WORLD GROUP SECURITIES, INC. (WOODLAND HILLS CA)
GA
10/06/1997 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 09/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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