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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed
location

El Segundo, CA

0 Disclosures

ADVISOR BIO

Louis John Lucci is a registered investment advisor representative with 49 Financial based in El Segundo, CA. Louis Lucci has been in the financial services industry for a total of 2 years and is currently registered with FINRA as an investment advisor representative. Louis Lucci has passed the Uniform Securities Agent State Law Examination (Series 63) and the Uniform Combined State Law Examination (Series 66).

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Commonwealth Financial Network

location

San Diego, CA

0 Disclosures

ADVISOR BIO

Louis Tommasino is a registered representative of Commonwealth Financial Network. Louis Tommasino has been in the industry since July 1996 and has a registration with the state of California. Louis Tommasino is based in San Diego, CA and is currently associated with the San Diego office of Commonwealth Financial Network.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Wells Fargo Clearing Services, LLC

location

NEWPORT BEACH, CA

experience

30 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Louis Charles Brutocao is a registered representative with Wells Fargo Clearing Services, LLC, and has been in the industry since November 1994. Louis has held several previous roles in the financial industry, including positions with Credit Suisse Securities (USA) LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Louis has a wide range of experience in the financial industry, and is committed to providing clients with personalized and comprehensive financial advice. Louis specializes in providing investment advice to individuals, corporations, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

Palo Alto, CA

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Louis Charles Larson is an active investment advisor and broker with over 25 years of experience in the financial services industry. Louis is currently registered with Morgan Stanley in California and Texas. Louis has held previous positions with several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., Phillips & Company Securities Inc., Prudential Securities Incorporated, and Waddell & Reed, Inc.. Louis is licensed to provide investment advice and securities brokerage services. Louis has a wide range of experience in serving a variety of clients, including individuals, high-net-worth individuals, businesses, charitable organizations, pension and profit-sharing plans, and insurance companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

BREA, CA

experience

26 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Louis Dong is a financial advisor who has been in the industry since 1998. Currently, Louis Dong is a registered representative of J.p. Morgan Securities LLC and a licensed investment advisor representative of J.p. Morgan Securities LLC. Louis Dong has worked with various firms over the years including Chase Investment Services Corp. and WAMU INVESTMENTS, INC.. Louis Dong is licensed in several states including Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Nevada, New York, Ohio, Oklahoma, Oregon, South Carolina, Texas, Utah and Washington. Louis Dong specializes in providing financial advice to high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations, insurance companies and labor unions. Louis Dong also provides investment advice to pension and profit sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC | PFS ® (Certifications)

location

GLENDALE, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Louis Anthony Sclafani is an Investment Advisor Representative at Cetera Investment Advisers LLC in Glendale, California. Louis has been in the financial services industry since January 7, 2002, and has been registered with Cetera Investment Advisers LLC since June 17, 2004. Louis is a Certified Public Accountant and has a Personal Financial Specialist designation. Louis is also a co-owner of Coldwell, Sclafani & Company LLP CPAs, a CPA public accounting and tax practice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Commonwealth Financial Network

location

Arroyo Grande, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Louis Summer is a financial advisor with Commonwealth Financial Network, located in Arroyo Grande, CA. Louis is licensed to provide investment advice in California, Minnesota, and Oregon. Louis has been working in the financial services industry since 2013 and has experience with Taylor Frigon Capital Management, Wacker Wealth Partners, and Maguire Investments, LLC. Louis holds the Series 63, Series 65, Series 7, and SIE licenses. Louis specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Ameriprise Financial Services, LLC

location

IRVINE, CA

experience

33 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Louis Arlow is a financial advisor who has been in the industry since 1992. Louis is registered with Ameriprise Financial Services, LLC and holds Series 7 and 63 licenses. Louis also holds the Series SIE license. Louis has been with Ameriprise Financial Services, Inc. since September 2005. Louis specializes in providing financial planning, asset allocation, and investment management services to individuals, businesses, pension plans, trusts, estates, and charitable organizations. Louis has experience working with high-net-worth individuals and is committed to helping clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Emerson Equity LLC

location

Newport Beach, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Louis Goodmon is an investment advisor representative at Emerson Equity LLC, a registered investment advisor. Louis has been in the financial services industry since 2021. Emerson Equity LLC is a registered investment advisor with a focus on providing financial planning, portfolio management, and other services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Louis is Series 22TO and SIE licensed.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
MANAGEMENT OF PRIVATE PLACEMENT LIFE INSURANCE / INSURANCE DEDICATED FUNDS (SINGLE INVESTOR PRIVATE FUNDS)
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

28 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Louis Alfano is a financial advisor registered with LPL Financial LLC. Louis has been in the financial industry since 1996 and has held previous roles with American Portfolios Financial Services, Inc., MSI Financial Services, Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company, Knight Securities, L.P., and Wayne, Grayson Capital Corp. Louis specializes in a variety of investment and financial planning services and is currently licensed to provide financial advice in 16 states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

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