Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Charles Larson is a financial advisor with over 25 years of experience in the industry. Currently, Louis is registered with Morgan Stanley and has been with the firm since 2014. Louis is a licensed Series 7, Series 10, Series 31, Series 63, and Series 65 holder. Previously, Louis worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., Phillips & Company Securities Inc., Prudential Securities Incorporated, and Waddell & Reed, Inc. Louis has a proven track record of success in providing financial advice to individuals, families, and businesses. Louis specializes in investment advice, financial planning, and portfolio management. Louis is dedicated to providing clients with personalized financial advice and guidance that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/19/2014 - Present
Wealthpenn.comllc (Palo Alto CA)
CA
03/11/2005 - 02/03/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MENLO PARK CA)
TX
03/03/1998 - 03/23/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
OR
10/24/1996 - 07/28/1997
PHILLIPS & COMPANY SECURITIES INC. (PORTLAND OR)
NY
04/11/1996 - 10/24/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
KS
11/17/1995 - 01/23/1996
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 5/9/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/6/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/29/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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