Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Charles Larson is an active investment advisor and broker with over 25 years of experience in the financial services industry. Louis is currently registered with Morgan Stanley in California and Texas. Louis has held previous positions with several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., Phillips & Company Securities Inc., Prudential Securities Incorporated, and Waddell & Reed, Inc.. Louis is licensed to provide investment advice and securities brokerage services. Louis has a wide range of experience in serving a variety of clients, including individuals, high-net-worth individuals, businesses, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/19/2014 - Present
Morgan Stanley (Palo Alto CA)
CA
03/11/2005 - 02/03/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MENLO PARK CA)
TX
03/03/1998 - 03/23/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
OR
10/24/1996 - 07/28/1997
PHILLIPS & COMPANY SECURITIES INC. (PORTLAND OR)
NY
04/11/1996 - 10/24/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
KS
11/17/1995 - 01/23/1996
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 05/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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