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Louis Sal Alfano

LPL Financial LLC

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About Louis Sal Alfano

Louis Alfano is a financial advisor registered with LPL Financial LLC. Louis has been in the financial industry since 1996 and has held previous roles with American Portfolios Financial Services, Inc., MSI Financial Services, Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company, Knight Securities, L.P., and Wayne, Grayson Capital Corp. Louis specializes in a variety of investment and financial planning services and is currently licensed to provide financial advice in 16 states.

Firm Information

Louis Alfano is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Louis Alfano’s Registration & Firm History

NY

04/18/2024 - Present

LPL Financial LLC (MEDFORD NY)

NY

07/29/2016 - 10/27/2022

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Medford NY)

NY

02/13/2008 - 07/28/2016

MSI FINANCIAL SERVICES, INC. (HAUPPAUGE NY)

NY

04/14/2003 - 02/19/2008

AMERIPRISE FINANCIAL SERVICES, INC. (MELVILLE NY)

MN

04/14/2003 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NJ

04/29/1997 - 03/21/2003

KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)

NJ

07/23/1996 - 05/30/1997

WAYNE, GRAYSON CAPITAL CORP. (RED BANK NJ)

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Licenses & Designations

BOTH

Issued 01/06/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/20/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/11/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/22/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Louis Sal Alfano. Review regulatory record here.
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