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Financial Planning Services Advisors in California
35,804 Results
Unclaimed
location

San Diego, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Diego Juvenal MacEdo is a financial advisor at Morgan Stanley. Diego has been working in the financial services industry since 2001 and has experience at Merrill Lynch and Vanguard Capital. Diego holds Series 7, Series 63, and Series 65 licenses. Diego is registered in Arizona, California, Delaware, Florida, Massachusetts, Nevada, New York, Oklahoma, and Texas. Diego's specializations include investment advice, financial planning, pension consulting, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

EL CAJON, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Diego Alcala Espinoza is a licensed securities professional who has been in the industry since April 23, 2015. Diego is currently registered with J.P. Morgan Securities LLC and is licensed to sell securities in California. Diego offers financial planning, pension consulting, and portfolio management services. Diego specializes in investments in individual securities, mutual funds, variable annuities, and fixed insurance products.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

CORONA DEL MAR, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Diego Maldonado is a registered representative with J.P. Morgan Securities LLC in Corona Del Mar, CA. Diego has been active in the financial services industry for several months and has a Series 63, Series 6TO, and SIE license. Diego specializes in portfolio management for individuals and businesses, as well as financial planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

SANTEE, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Diego Lizarraga is a financial advisor with Wells Fargo Clearing Services, LLC based in SANTEE, CA. Diego has been in the industry since August 2022 and holds Series 7TO, Series 63, and SIE licenses. Diego has 11 approved SRO registrations and 1 approved FINRA registration. Diego is registered in California as a broker-dealer.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

J.p. Morgan Securities LLC

location

LOS ANGELES, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Diego Armando Mendez is a registered representative with J.p. Morgan Securities LLC, licensed in California. Diego Armando Mendez has been in the industry since December 2022. Diego Armando Mendez has passed the Series 6TO, Series 63, and SIE exams. Diego Armando Mendez specializes in investments for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PALO ALTO, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Diego Ivan Salazar is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Diego has been working in the financial industry since December 2020 and is registered to provide investment advice in 53 states. Diego is a Series 7 and 66 licensed advisor. Diego has experience working with insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Wells Fargo Clearing Services, LLC

location

PASADENA, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Diego T. Gonzalez is a financial advisor with Wells Fargo Clearing Services, LLC. Diego is a registered representative with FINRA and a registered investment advisor representative in California. Diego has been in the securities industry since 2015 and has a broad range of experience in providing financial advice and investment management services to individual clients. Diego has worked previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Diego has earned the Series 6, 7, 63 and 65 licenses and the SIE exam. Diego specializes in providing financial advice and investment management services to high-net-worth individuals, corporations and pension and profit-sharing plans. Diego is committed to providing personalized financial advice and investment management services to help clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Wells Fargo Clearing Services, LLC

location

NOVATO, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Diego Alejandro Alvarez is a financial advisor at Wells Fargo Clearing Services, LLC. Diego has been in the financial industry for several years. Diego's expertise includes offering investment advice and providing financial planning services to individuals and businesses. Diego holds a Series 63, Series 7TO and SIE licenses and is registered with the state of California. Diego's previous experience includes working as a financial advisor at J.P. Morgan Securities LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

J.p. Morgan Securities LLC

location

UNION CITY, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Diego Esteban Rojas leiva is a financial advisor who is registered with the state of California and FINRA. Diego Esteban Rojas leiva is associated with J.p. Morgan Securities LLC and is located in UNION CITY, CA. Diego Esteban Rojas leiva is a Series 63, Series 6TO and SIE licensed professional. Diego Esteban Rojas leiva has been in the financial services industry since August 2023.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

San Diego, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Diego Cappiello is a financial advisor with Ameriprise Financial Services, LLC. Diego has over 10 years of experience in the financial services industry. Diego is registered with the state of California and holds the Series 66, Series 7TO, Series 6TO and SIE licenses. Diego has worked for several firms including J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wells Fargo Clearing Services, LLC. Diego provides financial planning, portfolio management, pension consulting, asset allocation services and educational seminars for individuals, businesses, and trusts.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals

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