Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Cappiello is a financial advisor with Ameriprise Financial Services, LLC. Diego has over 10 years of experience in the financial services industry. Diego is registered with the state of California and holds the Series 66, Series 7TO, Series 6TO and SIE licenses. Diego has worked for several firms including J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wells Fargo Clearing Services, LLC. Diego provides financial planning, portfolio management, pension consulting, asset allocation services and educational seminars for individuals, businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/01/2022 - Present
Ameriprise Financial Services, LLC (San Diego CA)
CA
01/20/2022 - 08/01/2022
J.P. MORGAN SECURITIES LLC (SAN DIEGO CA)
IL
04/15/2021 - 09/15/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
TX
11/01/2019 - 03/08/2021
J.P. MORGAN SECURITIES LLC (Tomball TX)
TX
01/15/2019 - 10/09/2019
WELLS FARGO CLEARING SERVICES, LLC (WILLIS TX)
BOTH
Issued 02/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/14/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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