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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Wells Fargo Clearing Services, LLC

location

NEWPORT BEACH, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Derek Wayne Huffman is a financial advisor with Wells Fargo Clearing Services, LLC. Derek has been a financial advisor for more than 10 years, and is registered with the state of California, as well as Texas. Derek Wayne Huffman offers financial planning, portfolio management for individuals and businesses, pension consulting and investment consulting services to institutional clients. He has earned the Series 66, Series 9, Series 10 and Series 7 licenses, and the SIE certification. Derek Wayne Huffman is a registered representative of Wells Fargo Advisors, LLC and is a registered investment advisor of Wells Fargo Clearing Services, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Evart, Young & Hobbs Investment Management

location

REDWOOD CITY, CA

0 Disclosures

ADVISOR BIO

Derek Michael Hobbs is an Investment Advisor Representative who is registered with the state of California since 2014 and the state of Texas since 2022. Derek Michael Hobbs is currently employed by Evart, Young & Hobbs Investment Management. Derek Michael Hobbs has worked at Evart, Young & Hobbs Investment Management since 1998. Prior to this, Derek Michael Hobbs was registered with JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY and JOHN HANCOCK DISTRIBUTORS, INC.. Derek Michael Hobbs has a Series 6 license for Investment Company Products/Variable Contracts Representative Examination and a Series 65 license for the Uniform Investment Adviser Law Examination. Derek Michael Hobbs specializes in providing financial planning, pension consulting and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Unclaimed
location

Westlake Village, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Derek Moore is a financial advisor with Morgan Stanley. Derek has been in the industry since December 30, 2016. Derek holds licenses in Series 7TO, Series 6, Series 63, and Series 66. Derek is registered with FINRA and has provided financial services for clients in California and Texas. Derek has experience with insurance companies, investment companies, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high net worth, state or municipal government entities. Derek specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Derek Royce Hofeling is a financial advisor with LPL Financial LLC. Derek has been working in the financial services industry since 2017. Derek is registered with the state of California as both a Broker and an Investment Advisor Representative. Derek holds the Series 4, Series 7, Series 24, Series 63, and Series 65 licenses. Derek also holds the SIE designation.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Commonwealth Financial Network | CFP ® (Certifications)

location

GLENDALE, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Derek McLaughlin is a financial advisor at Commonwealth Financial Network. Derek has been a Registered Representative and Investment Advisor Representative in the financial services industry since 2009. Derek has a Series 6, Series 7, Series 63 and Series 65. Derek also holds the Certified Financial Planner designation.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Raymond James Financial Services Advisors, Inc. | CFP ® (Certifications)

location

Newbury Park, CA

experience

34 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Derek Marquis is a financial advisor who has been in the industry since 1990. He is currently registered with Raymond James Financial Services Advisors, Inc. and has previously worked for several other firms including Raymond James & Associates, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Paine Webber Incorporated, and Dean Witter Reynolds Inc. Derek holds several professional designations, including Certified Financial Planner. Derek specializes in working with individuals, corporations, insurance companies, pension and profit-sharing plans, charitable organizations, and banking or thrift institutions. He offers a variety of financial planning and investment advisory services including portfolio management, financial planning, pension consulting, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY & FIXED RATE CONSULTATIONS
Unclaimed

Wells Fargo Advisors Financial Network, LLC

location

IRVINE, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Derek Draper is a financial advisor at Wells Fargo Advisors Financial Network, LLC with over 20 years of experience in the financial services industry. Derek has been registered with FINRA since December 2000. Derek has obtained his Series 7, Series 10, Series 9, Series 63, and Series 65 licenses. Derek specializes in providing financial advice to individuals, families, and businesses. Derek also offers investment management services, financial planning, and retirement planning. Derek is committed to helping clients reach their financial goals. Prior to joining Wells Fargo Advisors Financial Network, LLC, Derek worked at Wells Fargo Clearing Services, LLC and Citigroup Global Markets Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

THE Colony Group, LLC

location

SAN DIEGO, CA

0 Disclosures

ADVISOR BIO

Derek Stephen Taddei is an investment advisor representative with The Colony Group, LLC. Derek is a registered investment advisor in Arizona and California. Derek has been in the industry since 2013, with prior experience at Stellar Capital Management, LLC and HoyleCohen. Derek's professional experience includes a wide range of financial services, including financial planning, portfolio management, pension consulting, and business management services. Derek has successfully passed the Uniform Investment Adviser Law Examination (Series 65).

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX PREP. SRVCS, DISPUTE RESOLUTION SRVCS, FAMILY OFFICE SRVCS, BUS. MGMT. SRVCS, INS. SOLUTIONS, CREDIT & CASH MGMT SOLUTIONS..
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Wells Fargo Clearing Services, LLC

location

PASADENA, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Derek Mingtao Yu is a financial advisor with Wells Fargo Clearing Services, LLC. Derek has been in the industry since 2017 and holds the Series 6, 7 and 63 licenses. Derek is registered to provide investment advice in Alaska, Arizona, California, Florida, Idaho, Illinois, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Oregon, South Dakota, Texas, Utah, Virginia and Washington.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Cetera Investment Advisers LLC

location

ORANGE, CA

experience

36 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Derek McLean is a financial advisor registered with Cetera Investment Advisers LLC. Derek is a highly experienced professional with over 30 years in the industry. Derek has been registered with the state of California since 1991, also holding licenses in 19 additional states. Derek is currently registered with Cetera Investment Advisers LLC, and has previously worked for First Allied Securities, Inc., FFP Securities, Inc., Planner's Independent Management, Inc., and First American National Securities, Inc.. Derek McLean has passed a number of professional exams, including the Series 6, Series 7, Series 26, Series 63, and Series 65 exams, and holds a current Series 99TO. Derek McLean is a licensed insurance agent, and is an Investment Advisor Representative with Orange Capital Management Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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