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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PASADENA, CA

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Dennis McGowan is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Dennis McGowan is also registered in other states including California, Colorado, and Florida. Dennis McGowan has been in the financial services industry since March 8, 1994. Dennis McGowan is a Series 7, Series 31, Series 63, and Series 65 licensed professional. Dennis McGowan also holds the SIE designation. Dennis McGowan has been with Merrill Lynch since 1994. Dennis McGowan is a registered representative with Merrill Lynch.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

Newport Beach, CA

experience

52 Years Experience

disclosure

8 Disclosures

ADVISOR BIO

Dennis Mitchell Schwary is a financial advisor with over 49 years of experience in the industry. Dennis is currently registered with Morgan Stanley and has been with the firm since June 2009. Previously, Dennis was registered with CITIGROUP GLOBAL MARKETS INC. from July 1993 to June 2009. Dennis has Series 7TO, SIE, Series 5, PC and Series 1 licenses. Dennis holds registrations in 45 states for both Broker/Dealer and Investment Advisor services. Dennis has a long history of working with a variety of clients, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, insurance companies, and investment companies. Dennis offers a variety of financial services, including financial planning, portfolio management, and investment advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Stratos Wealth Partners, Ltd. | CFC ® (Certifications)

location

REDWOOD CITY, CA

experience

52 Years Experience

0 Disclosures

ADVISOR BIO

Dennis Pettinelli has been in the financial services industry since 1973 and is currently registered with Stratos Wealth Partners, Ltd. in Redwood City, California. Dennis has a variety of designations and licenses including the Series 63, Series 65, Series 51, Series 24, Series 7TO, Series 6TO and SIE. Dennis provides financial planning, pension consulting, portfolio management and educational seminars to individuals, corporations and charitable organizations. Dennis is committed to providing his clients with the highest level of service and personalized attention.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

RIVERSIDE, CA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Dennis Egizi is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Dennis has been a financial advisor for over 24 years and has a wide range of experience in the industry. Dennis holds Series 7, 31, 63, and 65 licenses and is registered to provide investment advice in several states. Dennis is committed to providing clients with personalized financial advice and strategies that are tailored to their individual needs.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

MANHATTAN BEACH, CA

experience

18 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Dennis Munsayac Ortiz-luis is a financial advisor with LPL Financial LLC. Dennis is a licensed and registered financial advisor in California and Texas. Dennis has been in the financial services industry since April 25, 2007. Previously, Dennis was employed by Raymond James Financial Services, Inc., Waddell & Reed, RBC Dain Rauscher Inc., Lehman Brothers Inc. and Bear, Stearns & Co. Inc.. Dennis holds the Series 63, 66, 7 and SIE licenses. Dennis has experience in financial planning, portfolio management for individuals and businesses, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

M Holdings Securities, Inc.

location

OXNARD, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Dennis Morris is a financial professional with over 20 years of experience in the industry. Dennis currently holds the Series 6, Series 63 and SIE licenses and is registered in 10 states. Dennis's clients include individuals, corporations, and pension and profit-sharing plans. Dennis is currently affiliated with M Holdings Securities, Inc. and has previously been affiliated with TBG FINANCIAL. M Holdings Securities, Inc. is a full-service investment firm that provides financial planning, portfolio management, and other services. Dennis specializes in providing financial advice to individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Calton & Associates, Inc.

location

Folsom, CA

experience

40 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Dennis Darrel Dachtler has been in the financial services industry since 1985. Dennis is currently registered with Calton & Associates, Inc., a firm headquartered in Tampa, Florida. Dennis has prior experience with Ameritas Investment Corp., Brecek & Young Advisors, Inc., American Investors Company, Fahnestock & Co., Inc., B.C. Christopher Securities Co., and Southmark Financial Services, Inc. Dennis is a licensed insurance agent with a variety of life, health, and long term care insurance products and services. Dennis offers a variety of advisory services for individuals, businesses, and pension plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC | CFP ® (Certifications)

location

PASADENA, CA

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Dennis Michael Franklin is a financial advisor with Wells Fargo Clearing Services, LLC, located in Pasadena, CA. He has been a registered representative since 1986 and holds several licenses, including Series 3, 7, 63, and 65, and the SIE exam. Dennis has experience with a variety of investment strategies and specializes in working with individual investors, businesses, high-net-worth individuals, and retirement plans. He also offers financial planning and investment consulting services. Dennis is a Certified Financial Planner and has worked in the financial services industry for over 30 years. He is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

SANTA BARBARA, CA

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Dennis Boneck is a financial advisor with over 38 years of experience in the industry. Dennis William Boneck is currently registered with Stifel, Nicolaus & Company, Inc. in California and several other states. Dennis previously worked for UBS Financial Services Inc. for over 14 years. Prior to that, Dennis was with Citigroup Global Markets Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Dennis has a wide range of experience, including financial planning, pension consulting, and portfolio management for individuals and businesses. Dennis is also a commodore of the Santa Barbara Yacht Club. Dennis's specializations include financial planning, portfolio management, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

D.a. Davidson & Co.

location

Claremont, CA

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Dennis Michael Doyel is a financial professional with over 30 years of experience in the industry. Dennis is currently registered as a Registered Representative with D.a. Davidson & Co. and is actively licensed in 39 states. Dennis has been with D.a. Davidson & Co. since November 2013 and has prior experience at CROWELL, WEEDON & CO.. Dennis offers a wide range of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals

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