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Financial Planning Services Advisors in California
35,804 Results
Unclaimed
location

SAN FRANCISCO, CA

0 Disclosures

ADVISOR BIO

Cole Matthew Fleming is an investment advisor representative with Farther. Cole is registered with the state of North Carolina. Cole has been working in the financial services industry since 2020. Cole's experience includes working at the University of North Carolina at Charlotte and North Brunswick High School. Cole has passed the Uniform Investment Adviser Law Examination. Cole specializes in working with individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, and other institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

CAPITOLA, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Cole Jason Strickland is an investment advisor representative with LPL Financial LLC. Cole has been in the industry for over 20 years. Cole holds a Series 7, Series 24, and Series 66. Cole is licensed to practice in Arizona, California, Colorado, Florida, Hawaii, Idaho, Illinois, Louisiana, Maine, Maryland, Massachusetts, Montana, Nevada, New Hampshire, New Mexico, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming. Cole also is registered as an investment advisor representative in North Carolina and Texas. Cole has worked with many different types of clients, including individuals, corporations, and retirement plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

MML Investors Services, LLC

location

SAN DIEGO, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Cole Russell Essman is a registered representative with MML Investors Services, LLC, a firm headquartered in Springfield, MA. Cole has been in the industry for a few years and is licensed in California. Cole specializes in providing financial planning, asset allocation programs, educational seminars, and selection of other advisers for individuals and businesses. Cole's focus is on helping clients achieve their financial goals through personalized advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Edward Jones | CFP ® (Certifications)

location

DEL MAR, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Cole Heimerdinger is a financial advisor associated with Edward Jones. Cole is a CERTIFIED FINANCIAL PLANNER™ professional with expertise in various financial areas. Cole has over 4 years of experience in the financial services industry. Cole provides financial planning, portfolio management and selection of other advisers services for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SAN LEANDRO, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Cole Louis Ricardo is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Cole is registered with FINRA and the state of California as an investment advisor representative. Cole has been in the financial services industry since July 2023. Cole has a Series 7TO, Series 66 and SIE license. Cole works with individuals, businesses, pension plans, and corporations. Cole also provides investment advisory services including portfolio management for individuals, portfolio management for businesses, research reports and services and selection of other advisors.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

San Francisco, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Cole Michael Adaskaveg is a financial advisor with Morgan Stanley. Cole is a registered representative in California and Texas. Cole's experience in the financial industry began in April 2020. Cole is also a registered investment advisor representative in California and Texas. Cole has a Series 7TO, Series 66, and SIE licenses. Cole has worked with a range of clients including individuals, families, and businesses. Cole can help with a variety of financial needs, including asset allocation advice, financial planning, and portfolio management. Cole previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Monterey, CA

0 Disclosures

ADVISOR BIO

Cole Keller is a financial advisor with Morgan Stanley. Cole has been in the industry since 2024 and has been registered with the Financial Industry Regulatory Authority (FINRA) since August 2024. Cole is registered to provide investment advice in California and Texas. Cole is a Series 66, Series 7TO and SIE licensed advisor. Cole is a registered representative of Morgan Stanley and is licensed to provide investment advisory services. Cole's experience includes providing investment advice to individuals, corporations and other businesses. Cole is committed to providing clients with personalized financial advice that meets their individual needs.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Morgan Stanley

location

RIVERSIDE, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Cole Green is a financial advisor with over 3 years of experience in the financial services industry. Cole Green is currently registered with Morgan Stanley in California and Texas. Cole Green has been registered with Morgan Stanley since October 2020. Cole Green was previously registered with UBS Financial Services Inc. and NYLIFE Securities LLC. Cole Green has a Series 6, 7, 9, 63 and 65 license.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Apriem Advisors

location

IRVINE, CA

0 Disclosures

ADVISOR BIO

Cole Nolan Ducote is a registered Investment Advisor Representative with Apriem Advisors. Cole is a financial professional who specializes in serving the needs of high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Cole has been in the financial industry for over seven years, Cole's approach is focused on providing clients with customized financial plans that meet their unique needs and goals. Cole offers a variety of advisory services, including financial planning, portfolio management, and educational seminars. Cole is a registered Investment Adviser Representative in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Allworth Financial, LP

location

SACRAMENTO, CA

0 Disclosures

ADVISOR BIO

Cole Buxton is a registered Investment Advisor Representative with Allworth Financial, LP. Cole is located in Sacramento, California. Cole has passed the Series 7 and Series 65 exams. Cole is a specialist in Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisers, Portfolio Management for Businesses, and Portfolio Management for Individuals. Cole has been a registered Investment Advisor Representative since January 2020. Cole has been in the industry since November 1998. Cole has worked at RAA in Dallas, Texas before joining Allworth Financial, LP.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals

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