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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

PASO ROBLES, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Cindy L. Bergin is a financial advisor with Stifel, Nicolaus & Company, Inc. Cindy has been in the industry since 1994. Cindy holds Series 7, 31, and 63 securities licenses. She also holds the Series 65 Investment Adviser Law examination. Cindy is registered to provide investment advice in California and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

J.p. Morgan Securities LLC

location

WHITTIER, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Leidelmeyer is a registered representative with J.p. Morgan Securities LLC, a leading financial services firm with a global presence. Cindy has been in the securities industry since 2013 and holds the Series 6, Series 63 and SIE licenses. Cindy is also registered in California. Cindy specializes in providing financial advice to individuals and businesses. Cindy's focus is on providing personalized financial advice to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Eagle Strategies LLC

location

PASADENA, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Verduzco is a registered representative of Eagle Strategies LLC. Cindy has been in the securities industry since September 8, 2016 and is currently registered in Alabama, California, New Jersey, and North Dakota. Cindy is also registered as an Investment Advisor Representative with Eagle Strategies LLC in California. Cindy specializes in financial planning, pension consulting, educational seminars, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Citigroup Global Markets Inc.

location

Rolling Hills Estates, CA

experience

11 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Cindy Nguyen Pheng is an investment advisor representative registered in the state of California. Cindy has been in the industry since February 22, 2014, and currently works for Citigroup Global Markets Inc. Previously, Cindy worked for J.P. Morgan Securities LLC and Wells Fargo Advisors, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

Wedbush Securities Inc.

location

LOS ANGELES, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Kloster is a Los Angeles based financial professional. Cindy has been working in the financial industry since March 2010. Cindy is currently registered with Wedbush Securities Inc. as a Registered Representative, and is licensed in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Han Le is a financial advisor associated with LPL Financial LLC in SAN DIEGO, CA. Cindy has been in the industry since August 2014. Cindy is registered with the state of California. Cindy is also registered with FINRA. Cindy has passed the Series 7, Series 66, and SIE exams. Cindy has previous experience working with WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO ADVISORS LLC. Cindy's firm, LPL Financial LLC, has more than $50 billion in assets under management. LPL Financial LLC provides a variety of services, including financial planning, portfolio management, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Wells Fargo Clearing Services, LLC

location

SEAL BEACH, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Diep Tang is a registered representative of Wells Fargo Clearing Services, LLC. Cindy has been in the securities industry since 2007 and has been registered with Wells Fargo Clearing Services, LLC since 2011. Cindy holds the Series 66, Series 7, and SIE licenses. Cindy is registered in 18 states and has 17 years of experience in the securities industry.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Osaic Wealth, Inc.

location

ROSEVILLE, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Cindy P. Wong is a financial advisor with Osaic Wealth, Inc. based in Roseville, California. Cindy has been in the financial industry since October 9, 2019 and holds Series 6 and 63 securities licenses. Cindy has previously worked with Securities America, Inc., Northwestern Mutual Investment Services, LLC, Farmers Financial Solutions, LLC, and Pruco Securities, LLC. Cindy specializes in providing financial advice to individuals, corporations, charitable organizations, pension and profit sharing plans, and high-net-worth individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

WESTLAKE VILLAGE, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Rodriguez is a financial professional registered with Wells Fargo Clearing Services, LLC. Cindy has been working in the financial industry since July 2019. Cindy holds Series 63, 66, 7 and SIE licenses and has extensive experience in investment management. Cindy is also registered to provide investment advisory services in California and Texas. Cindy's primary focus is on working with high-net-worth individuals, corporations, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

J.p. Morgan Securities LLC

location

NORTHRIDGE, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Rossana Olmos is a financial professional associated with J.p. Morgan Securities LLC. Cindy is licensed to provide financial advice in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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