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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

J.p. Morgan Securities LLC

location

WHITTIER, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Leidelmeyer is a registered representative with J.p. Morgan Securities LLC, a leading financial services firm with a global presence. Cindy has been in the securities industry since 2013 and holds the Series 6, Series 63 and SIE licenses. Cindy is also registered in California. Cindy specializes in providing financial advice to individuals and businesses. Cindy's focus is on providing personalized financial advice to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wedbush Securities Inc.

location

LOS ANGELES, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Kloster is a Los Angeles based financial professional. Cindy has been working in the financial industry since March 2010. Cindy is currently registered with Wedbush Securities Inc. as a Registered Representative, and is licensed in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

Santa Maria, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Kelley is a financial advisor with Ameriprise Financial Services, LLC. Cindy has been in the industry since August 23, 1995. Cindy is registered with FINRA and the states of Arizona, California, Colorado, Florida, Idaho, Michigan, Nevada, New Mexico, Oklahoma, Oregon, and Texas. Cindy also holds the Series 63, Series 7 and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Citigroup Global Markets Inc.

location

Rolling Hills Estates, CA

experience

11 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Cindy Nguyen Pheng is an investment advisor representative registered in the state of California. Cindy has been in the industry since February 22, 2014, and currently works for Citigroup Global Markets Inc. Previously, Cindy worked for J.P. Morgan Securities LLC and Wells Fargo Advisors, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

Morgan Stanley

location

Oakland, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Wei Lee is a registered representative and investment advisor representative with Morgan Stanley. Cindy Wei Lee has been in the securities industry since 2000. Cindy Wei Lee has passed the Series 7, Series 63 and Series 65 exams. Cindy Wei Lee also has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated. and Bank of America,N.A..

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

McManus Cooper

location

IRVINE, CA

experience

23 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Cindy X Chin is an investment advisor representative with McManus Cooper. Cindy has been in the securities industry since August 17, 2002. Cindy is registered with the state of California and holds a Series 7 and Series 66 license. Previously, Cindy has worked with several firms including Crown Capital Securities, L.P., Fortune Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Cindy specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Eagle Strategies LLC

location

PASADENA, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Verduzco is a registered representative of Eagle Strategies LLC. Cindy has been in the securities industry since September 8, 2016 and is currently registered in Alabama, California, New Jersey, and North Dakota. Cindy is also registered as an Investment Advisor Representative with Eagle Strategies LLC in California. Cindy specializes in financial planning, pension consulting, educational seminars, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Wells Fargo Clearing Services, LLC

location

SEAL BEACH, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Diep Tang is a registered representative of Wells Fargo Clearing Services, LLC. Cindy has been in the securities industry since 2007 and has been registered with Wells Fargo Clearing Services, LLC since 2011. Cindy holds the Series 66, Series 7, and SIE licenses. Cindy is registered in 18 states and has 17 years of experience in the securities industry.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Citigroup Global Markets Inc.

location

San Francisco, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Xiuchan Li is a registered representative with Citigroup Global Markets Inc. in San Francisco, CA. Cindy holds both Series 7TO and Series 66 licenses and is a registered Investment Advisor in California. Cindy is a licensed agent for Citigroup Global Markets Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed
location

San Francisco, CA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Hawks is a financial advisor with over 23 years of experience in the industry. Cindy is currently registered with Morgan Stanley and has held previous positions at UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley & Co. Incorporated. Cindy holds Series 6, 7, 10, 24, 31, 63, and 65 licenses. Cindy has experience in providing financial planning, portfolio management, and asset allocation advice to individuals, businesses, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE

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