Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Green is a financial advisor with over 3 years of experience in the financial services industry. Cole Green is currently registered with Morgan Stanley in California and Texas. Cole Green has been registered with Morgan Stanley since October 2020. Cole Green was previously registered with UBS Financial Services Inc. and NYLIFE Securities LLC. Cole Green has a Series 6, 7, 9, 63 and 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/09/2020 - Present
Morgan Stanley (RIVERSIDE CA)
CA
11/20/2018 - 10/20/2020
UBS FINANCIAL SERVICES INC. (RIVERSIDE CA)
CA
11/14/2017 - 11/13/2018
NYLIFE SECURITIES LLC (RIVERSIDE CA)
IA
Issued 01/04/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/18/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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