Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy X Chin is an investment advisor representative with McManus Cooper. Cindy has been in the securities industry since August 17, 2002. Cindy is registered with the state of California and holds a Series 7 and Series 66 license. Previously, Cindy has worked with several firms including Crown Capital Securities, L.P., Fortune Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Cindy specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
CA
08/26/2024 - Present
McManus Cooper (IRVINE CA)
CA
03/28/2015 - 12/31/2023
CROWN CAPITAL SECURITIES, L.P. (NEWPORT BEACH CA)
CA
01/28/2013 - 12/31/2013
FORTUNE FINANCIAL SERVICES, INC. (IRVINE CA)
CA
10/09/2008 - 09/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
04/07/2004 - 01/24/2008
FIDELITY BROKERAGE SERVICES LLC (SAN DIEGO CA)
IL
06/10/2002 - 11/20/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MN
10/18/2000 - 11/30/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/18/2000 - 11/30/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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