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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

LPL Financial LLC

location

RANCHO CORDOVA, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Bruce Woodbury is a financial advisor with over 20 years of experience in the industry. Bruce currently works with LPL Financial LLC in Rancho Cordova, California. Bruce is registered with the state of Texas and California. Bruce has a Series 6, 7, 24, 63, and 65 license. Bruce has worked previously with EDWARD JONES, MONY SECURITIES CORPORATION, and PRUCO SECURITIES CORPORATION. Bruce is a Registered Representative and Investment Adviser Representative.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

Irvine, CA

experience

21 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Bruce Mathew Galloway is a financial advisor with over 20 years of experience in the industry. Bruce Galloway currently works at Morgan Stanley in Irvine, CA. Bruce Galloway has a wide range of experience in the financial services industry, having previously worked at Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Bruce Galloway holds the Series 66, Series 7, and SIE licenses. Bruce Galloway is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in multiple states. Bruce Galloway is able to provide a variety of financial services, including financial planning, portfolio management, and asset allocation advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

NEWPORT BEACH, CA

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Bruce Lyle is a financial advisor with over 30 years of experience in the financial services industry. Bruce Lyle is currently registered with J.P. Morgan Securities LLC and has been with the firm since January 2011. Prior to joining J.P. Morgan Securities, Bruce Lyle worked at UBS Financial Services Inc. for 10 years, Thomas Weisel Partners LLC, Salomon Smith Barney Inc. and Kidder, Peabody & Co. Incorporated. Bruce Lyle is licensed to offer securities and investment advice in 28 states. Bruce Lyle holds a Series 3, 7, 63 and 65 licenses and also holds the Series SIE license.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Santa Rosa, CA

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Bruce Steven Terry is a registered investment advisor representative. Bruce has over 30 years of experience in the securities industry. Bruce is currently registered with Cambridge Investment Research Advisors, Inc. Bruce also has experience with Mutual Securities, Inc., First Montauk Securities Corp., and Morgan Stanley DW Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Wells Fargo Clearing Services, LLC

location

PALM DESERT, CA

experience

54 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Bruce Edgar Goldstone is a financial advisor with over 50 years of experience in the industry. Bruce is a Registered Representative with Wells Fargo Clearing Services, LLC, having joined the firm in 2016. Bruce is registered with the state of California and has also previously been registered with Bateman Eichler, Hill Richards, Incorporated. Bruce has a wide range of licenses and certifications, including Series 7, 63, 65, 24, and 40. Bruce specializes in providing investment advisory services to individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

RBC Capital Markets, LLC

location

FRESNO, CA

experience

40 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Bruce Leon Kalajian is a registered investment advisor with RBC Capital Markets, LLC. Bruce has been in the industry since 1985 and has a broad range of experience in the financial services industry. Bruce is licensed to provide investment advice and services in several states, including Arizona, California, Florida, Georgia, Idaho, Montana, Nevada, New Mexico, North Carolina, Oregon, Tennessee, Virginia, and Washington. Bruce also holds the Series 7, Series 3, Series 63, and Series 65 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

J.p. Morgan Securities LLC

location

LA JOLLA, CA

experience

36 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Bruce Marshall has been in the financial industry since 1988. Bruce is an active Registered Representative and Investment Advisor Representative in multiple states. Bruce is currently registered with J.P. Morgan Securities LLC and is licensed with FINRA, Series 3, 7, 8, 9, 10, 63, and 65. Bruce has held previous positions with Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Citigroup Global Markets Inc., Dean Witter Reynolds Inc., Paine Webber Incorporated, and Bear, Stearns & Co. Inc. Bruce has a proven track record of success and a dedication to providing exceptional service to clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

LOS ANGELES, CA

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Bruce Ticknor is a financial advisor with over 40 years of experience in the financial services industry. Bruce is currently registered with Stifel, Nicolaus & Company, Inc. in California and Texas. Bruce is a licensed financial advisor with the Series 7, Series 63, and SIE licenses. Bruce is also a registered Investment Advisor in California and Texas. Bruce's experience includes working at WELLS FARGO CLEARING SERVICES, LLC, PRUDENTIAL SECURITIES INCORPORATED and M.L. STERN & CO., LLC. Bruce specializes in providing financial advice to individuals, corporations, insurance companies, charitable organizations, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, and state or municipal government entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Oneamerica Securities, Inc.

location

LAGUNA NIGUEL, CA

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Bruce Stratton is a financial professional with over 30 years of experience in the industry. Bruce is a Registered Representative and Investment Advisor Representative associated with Oneramerica Securities, Inc. Bruce has been with Oneramerica Securities since 2013. Previously, Bruce worked at MML Investors Services, LLC and Massachusetts Mutual Life Insurance Company. Bruce has a Series 6, 63, 22, and 65 securities licenses. Bruce provides financial planning services to individuals, businesses, and organizations. Bruce is based in Laguna Niguel, California. Bruce is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Sherman Oaks, CA

experience

38 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Bruce Hadash is a financial advisor with Morgan Stanley. Bruce has been working in the financial industry since 1986 and has been registered with the firm since 2009. Bruce holds a Series 7, Series 3, and Series 63 license as well as a Series 65 license. Bruce has offices in Sherman Oaks and Calabasas. Bruce's previous employers include Citigroup Global Markets Inc and Lehman Brothers Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE

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