Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Ticknor is a financial advisor with over 40 years of experience in the financial services industry. Bruce is currently registered with Stifel, Nicolaus & Company, Inc. in California and Texas. Bruce is a licensed financial advisor with the Series 7, Series 63, and SIE licenses. Bruce is also a registered Investment Advisor in California and Texas. Bruce's experience includes working at WELLS FARGO CLEARING SERVICES, LLC, PRUDENTIAL SECURITIES INCORPORATED and M.L. STERN & CO., LLC. Bruce specializes in providing financial advice to individuals, corporations, insurance companies, charitable organizations, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/06/2021 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
07/01/2003 - 05/13/2019
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
NY
02/18/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
08/24/1983 - 02/23/2000
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
BC
Issued 04/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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