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Bruce Bassin

Bassin, Bruce

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About Bruce Bassin

Bruce Bassin is an investment advisor representative registered with Bassin, Bruce. Bruce has been in the industry since 1998 and has experience with Southeast Investments, N.C., Inc., Liberty Partners Financial Services, LLC, and Kovack Securities Inc.. Bruce's firm offers financial planning, pension consulting, and selection of other advisors.

Firm Information

Bruce Bassin is currently registered with Bassin, Bruce. Bruce Bassin is a financial advisor with 1 licensed agent and 1 investment advisor representative. The firm provides financial planning, pension consulting, and selection of other advisors.

Not reported

Assets Under Management

1

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bruce Bassin’s Registration & Firm History

CA

01/18/2017 - Present

Bassin, Bruce (THOUSAND OAKS CA)

NC

07/05/2016 - 01/02/2018

SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)

CA

05/19/2015 - 01/04/2016

LIBERTY PARTNERS FINANCIAL SERVICES, LLC (Thousand Oaks CA)

CA

10/15/2014 - 05/19/2015

KOVACK SECURITIES INC. (Thousand Oaks CA)

CA

03/28/2008 - 10/15/2014

RESOURCE HORIZONS GROUP LLC (THOUSAND OAKS CA)

NV

06/28/2001 - 03/31/2008

FINANCIAL WEST GROUP (RENO NV)

IN

02/15/2000 - 07/11/2001

CONSECO SECURITIES, INC. (CARMEL IN)

VT

03/02/1998 - 01/25/2000

EQUITY SERVICES, INC. (MONTPELIER VT)

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Licenses & Designations

IA

Issued 11/16/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/03/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Bruce Bassin.
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