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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Western International Securities, Inc.

location

Roseville, CA

experience

40 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Biggs is an investment advisor representative with Western International Securities, Inc. He is based in Roseville, California. Thomas has been in the securities industry since February 20, 1985. He is registered in Arizona, California, Hawaii, and Minnesota. He holds the Series 3, 7, 24, 63, and 65 licenses. Thomas specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and institutions. He is also a registered representative of Western International Securities, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

REDWOOD CITY, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Westbrook Quinby is a financial advisor registered with Ameriprise Financial Services, LLC. Thomas has been in the industry since February 2007 and is currently registered with the state of California and Texas. Previously, Thomas was registered with EDWARD JONES, BLACKROCK FUND DISTRIBUTION COMPANY, SANFORD C. BERNSTEIN & CO., LLC, H.D. VEST INVESTMENT SERVICES, and TCW BROKERAGE SERVICES. Thomas holds the Series 66, Series 7, and SIE licenses and specializes in asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Thomas is a financial advisor with Ameriprise Financial Services, LLC, a large financial services firm that provides financial planning, investment management, and insurance products and services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Woodward Diversified Capital, LLC

location

BAKERSFIELD, CA

0 Disclosures

ADVISOR BIO

Thomas Woodward is a financial advisor with over 40 years of experience in the industry. Thomas has a proven track record of success, having previously worked at Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, and BANC of America Investment Services, Inc. He currently works at Woodward Diversified Capital, LLC. Thomas has a deep understanding of the financial markets and a commitment to providing personalized investment advice to his clients. Thomas offers a range of financial services, including financial planning, portfolio management, and selection of other advisors. He specializes in working with high-net-worth individuals, charitable organizations, corporations or other businesses, pension and profit-sharing plans, pooled investment vehicles, and individuals other than high-net-worth. Thomas is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

MML Investors Services, LLC | CFC ® (Certifications)

location

SAN JOSE, CA

experience

26 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Fritze is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with MML Investors Services, LLC and offers a range of services including financial planning, asset allocation programs and portfolio management for businesses and individuals. Thomas also has experience in life and health insurance sales. Thomas is a Chartered Financial Consultant and has passed multiple securities exams including Series 6, Series 63 and SIE. Thomas is dedicated to providing his clients with personalized advice and guidance to help them reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

J.p. Morgan Securities LLC

location

CULVER CITY, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Hilliard is a financial advisor based in Culver City, CA and has been in the industry since April 2010. Thomas is currently registered with J.p. Morgan Securities LLC. Previously, Thomas worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, VALIC Financial Advisors, Inc., PNC Investments, and BB&T Investment Services, Inc. Thomas holds Series 66, Series 7, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

TRUCKEE, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Oskam-mouton is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas is based in TRUCKEE, CA, and has been in the industry since November 2022. Thomas is registered with FINRA and holds a Series 66, Series 7TO, and SIE license. Thomas is also a registered investment advisor in California, Nevada, and Texas. Thomas specializes in providing investment advisory services to individuals, businesses, and retirement plans. Thomas is committed to providing personalized financial advice to help clients achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

World Investment Advisors, LLC

location

BAKERSFIELD, CA

0 Disclosures

ADVISOR BIO

Thomas Ming is a registered investment advisor representative with World Investment Advisors, LLC. Thomas is a licensed advisor in California and Texas. Thomas has been in the industry since 2006. Thomas is a Series 7 and Series 66 licensed professional, and provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

LPL Financial LLC

location

IRVINE, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Thomas John Snyder is a financial advisor currently registered with LPL Financial LLC. Thomas is licensed in 19 states and has been in the industry since August 2022. Thomas specializes in portfolio management for individuals and businesses. Thomas also provides financial planning, pension consulting, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Anthony Trax is a financial advisor with over 29 years of experience in the financial services industry. Thomas is currently registered with LPL Financial LLC. Previously, Thomas worked for NATIONAL PLANNING CORPORATION, WESTFIN SECURITIES CORPORATION, and USLIFE EQUITY SALES CORP.. Thomas is a licensed securities professional with multiple registrations across several states. Thomas has completed several industry exams including the General Securities Representative Examination (Series 7), the Investment Company Products/Variable Contracts Representative Examination (Series 6), and the Uniform Combined State Law Examination (Series 66). Thomas provides a wide range of financial services including financial planning, portfolio management for individuals and businesses, and consulting services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Cerity Partners LLC

location

PASADENA, CA

0 Disclosures

ADVISOR BIO

Thomas Sheldon Jones is a registered Investment Advisor Representative with Cerity Partners LLC. Thomas is based in Pasadena, California and has been in the industry since February 1974. Thomas holds registrations in the state of California. Cerity Partners LLC is an investment advisory firm headquartered in New York, New York. The firm provides a wide range of services to a variety of clients, including individuals, high net worth individuals, charitable organizations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX SERVICES; BILL PAY
Portfolio Management for Pooled Investment Vehicles

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