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Thomas Joseph Robertson

OAK Asset Management, LLC

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About Thomas Joseph Robertson

Thomas Robertson is an investment advisor representative with Oak Asset Management, LLC in Westlake Village, California. Thomas has been in the industry since 1996 and has a strong background in both securities and investment advisory services. His career spans multiple firms, including Wells Fargo Advisors Financial Network, LLC and UBS Financial Services Inc. Thomas is registered with the state of California and Texas. He holds the Series 63, 65, 7, and SIE exams. Thomas also holds an insurance agent license. In addition to his work with Oak Asset Management, LLC, Thomas also provides investment related insurance services.

Firm Information

Thomas Robertson is currently registered with OAK Asset Management, LLC. OAK Asset Management, LLC is a registered investment advisor based in WESTLAKE VILLAGE, CA. They manage approximately $383,244,730 in assets for 741 clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. They offer portfolio management services for individuals, businesses, and pension plans.
OAK Asset Management, LLC

2535 TOWNSGATE ROAD

WESTLAKE VILLAGE, CA 91361

$383.24M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Robertson’s Registration & Firm History

CA

05/08/2017 - Present

OAK Asset Management, LLC (Westlake Village CA)

CA

03/22/2004 - 05/09/2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WESTLAKE VILLAGE CA)

NJ

10/11/1996 - 04/02/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 06/10/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/06/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Joseph Robertson.
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