Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Qvistgaard is a financial advisor with UBS Financial Services Inc. with over 30 years of experience in the industry. Thomas has experience working with high-net-worth individuals, corporations and institutions. His expertise includes financial planning, retirement planning, investment management, and estate planning. He holds the Series 7, 9, 10, 24, and 63 licenses. Thomas is also registered in numerous states. His clients include a range of individuals, businesses, institutions and non-profits.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/13/2017 - Present
UBS Financial Services Inc. (SACRAMENTO CA)
MO
07/01/2003 - 04/22/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/10/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/21/1994 - 03/12/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/12/1994 - 10/21/1994
FIRST INTERSTATE INVESTMENTS,INC.
NY
05/07/1991 - 01/19/1993
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
09/04/1990 - 04/03/1991
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
04/25/1990 - 09/17/1990
FEDERATION FOR FINANCIAL INDEPENDENCE
BC
Issued 01/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/16/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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