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Financial Planning Services Advisors in California
35,804 Results
Unclaimed
location

Oakland, CA

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Sean McKenna is an investment advisor representative registered with Morgan Stanley since 2009. Sean has been in the financial services industry for over 30 years. Sean is licensed to provide investment advice in 48 states. Prior to joining Morgan Stanley, Sean was a registered representative with Morgan Stanley DW Inc., where they worked for over 15 years. Sean holds the Series 63, Series 66, Series 7 and Series 31 licenses. They also earned the Securities Industry Essentials Examination (SIE).

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Morgan Stanley

location

Los Angeles, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Sean M Lavin is a registered investment advisor representative with Morgan Stanley. Sean has been in the financial services industry for over 20 years, with previous experience at Citigroup Global Markets Inc. Sean is licensed to provide investment advisory services in California. Sean is a Series 65, 63, 7, 79TO, and SIE licensed professional. Sean offers a variety of services including: Financial Planning, Pension Consulting, Educational Seminars, Asset Allocation Advice, and Portfolio Management for Individuals, Businesses, and Investment Companies. Sean has expertise in 1-7 specializations, according to FINRA's Specialization Categories. Sean is dedicated to providing clients with personalized financial advice and investment strategies to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Commonwealth Financial Network

location

FOLSOM, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Sean David Fisler is a financial advisor with Commonwealth Financial Network. Sean has been in the financial services industry since November 2001 and has worked at Commonwealth Financial Network since February 2008. Sean specializes in providing financial advice to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Sean's office is located at 950 Glenn Drive, Suite 230 in Folsom, CA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Cetera Investment Advisers LLC

location

NEWPORT BEACH, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Sean McCloskey is a financial advisor registered with Cetera Investment Advisers LLC. Sean has been in the financial services industry since 2002 and has a broad range of experience in providing investment advice to individuals, families, and businesses. Sean is a registered representative and investment advisor representative. Sean is also a licensed insurance agent. Sean has a strong understanding of the financial markets and a commitment to providing personalized financial advice to help clients reach their financial goals. Sean holds the Series 63, 66, 7, 79 and 24 licenses as well as the SIE. Sean is licensed in 52 states and 2 territories.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Planmember Securities Corp.

location

CARPINTERIA, CA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Sean Haley is a Registered Representative with Planmember Securities Corp., located in Carpinteria, CA. Sean has been active in the industry since September 8, 1999 and has a strong track record of success. Sean has held several prior positions with Edward D. Jones & Co., L.P. and National Planning Corporation. Sean specializes in providing investment supervisory services, financial planning, pension consulting, educational seminars, and selection of other advisors. Sean has a proven ability to help individuals, businesses, and organizations achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PROVIDES INVESTMENT SUPERVISORY SERVICES
Unclaimed

Centura Wealth Advisory

location

SAN DIEGO, CA

0 Disclosures

ADVISOR BIO

Sean Kelley Clark is a financial advisor with Centura Wealth Advisory located in SAN DIEGO, CA. Sean is registered with the state of California and has been in the financial industry since 2006. Sean is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7 and Series 66 securities licenses and Series 65 Investment Advisor Representative license. Sean has experience in portfolio management for individuals and businesses, as well as financial planning and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Eagle Strategies LLC | CFC ® (Certifications)

location

YUBA CITY, CA

experience

15 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Sean Andersen is a financial professional with over 12 years of experience in the industry. Sean is registered with Eagle Strategies LLC in California and Texas, and holds a Series 6, 7, and 63 licenses as well as the SIE exam. Sean is also a Chartered Financial Consultant and has experience in providing financial planning, portfolio management, and educational seminars. Sean also has experience with Country Capital Management Company in Oregon.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Affinity Capital Advisors LLC | CFP ® (Certifications)

location

BERKELEY, CA

disclosure

1 Disclosures

ADVISOR BIO

Sean Marcus Kenmore is an investment advisor representative at Affinity Capital Advisors LLC. Sean has been in the industry for over 15 years, and is registered in California and Texas. He is also a Certified Financial Planner. Sean has experience working with individuals, families, and small businesses, specializing in financial planning, portfolio management, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed
location

San Francisco, CA

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Sean David Pipkin is a financial advisor with Morgan Stanley. Sean has been in the financial services industry since 1996. Sean is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Sean holds Series 31, Series 7 and Series 63 and 65 licenses. Sean's primary office is located in San Francisco, California. Sean is a registered investment advisor in California, Texas and other states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Oppenheimer & Co. Inc.

location

LOS ANGELES, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Sean Meier is a financial advisor who has been in the industry since 2011. Sean is currently registered with Oppenheimer & Co. Inc. and has been with the firm since 2012. Prior to that, Sean worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sean holds Series 66, Series 7 and SIE licenses. Sean specializes in providing financial planning, pension consulting, portfolio management for individuals, businesses, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

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