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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Conley Mccloskey is a financial advisor with Cetera Investment Advisers LLC. Sean has been in the industry since 2002 and is registered to provide investment advice in 52 states and the District of Columbia. Sean has experience working with individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Sean is a registered principal and holds the Series 7, 24, 63, 66, and 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
06/29/2016 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
03/18/2011 - 05/05/2016
THE COURTNEY GROUP, LLC (Newport Beach CA)
CA
07/06/2009 - 07/06/2011
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
01/05/2007 - 11/20/2008
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
NY
02/13/2003 - 09/07/2004
CAIN BROTHERS & COMPANY, LLC (NEW YORK NY)
NY
10/17/2001 - 08/23/2002
CAIN BROTHERS & COMPANY, LLC (NEW YORK NY)
NY
10/26/1999 - 08/13/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/30/1998 - 11/12/1999
ING BARINGS LLC (NEW YORK NY)
BOTH
Issued 6/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/1/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 1/4/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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