Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean McCloskey is a financial advisor registered with Cetera Investment Advisers LLC. Sean has been in the financial services industry since 2002 and has a broad range of experience in providing investment advice to individuals, families, and businesses. Sean is a registered representative and investment advisor representative. Sean is also a licensed insurance agent. Sean has a strong understanding of the financial markets and a commitment to providing personalized financial advice to help clients reach their financial goals. Sean holds the Series 63, 66, 7, 79 and 24 licenses as well as the SIE. Sean is licensed in 52 states and 2 territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
06/29/2016 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
03/18/2011 - 05/05/2016
THE COURTNEY GROUP, LLC (Newport Beach CA)
CA
07/06/2009 - 07/06/2011
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
01/05/2007 - 11/20/2008
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
NY
02/13/2003 - 09/07/2004
CAIN BROTHERS & COMPANY, LLC (NEW YORK NY)
NY
10/17/2001 - 08/23/2002
CAIN BROTHERS & COMPANY, LLC (NEW YORK NY)
NY
10/26/1999 - 08/13/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/30/1998 - 11/12/1999
ING BARINGS LLC (NEW YORK NY)
BOTH
Issued 06/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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