Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Haley is a Registered Representative with Planmember Securities Corp., located in Carpinteria, CA. Sean has been active in the industry since September 8, 1999 and has a strong track record of success. Sean has held several prior positions with Edward D. Jones & Co., L.P. and National Planning Corporation. Sean specializes in providing investment supervisory services, financial planning, pension consulting, educational seminars, and selection of other advisors. Sean has a proven ability to help individuals, businesses, and organizations achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/10/2020 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
09/25/2001 - 04/30/2015
NATIONAL PLANNING CORPORATION (El Segundo CA)
CA
08/04/2000 - 08/08/2001
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
MO
02/04/1997 - 09/16/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 02/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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