Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roland? Claim Your ProfileRoland Gregory Bergman is a financial advisor with over 20 years of experience in the industry. Roland has been a registered representative with Cambridge Investment Research Advisors, Inc. since 2009 and is also an Investment Advisor Representative for the firm. Roland is a CERTIFIED FINANCIAL PLANNER™ professional. Roland has held previous positions with Woodbury Financial Services, Inc., FSC Securities Corporation, LINSCO/PRIVATE LEDGER CORP., and H.D. Vest Investment Services. Roland specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
10/11/2021 - Present
Cambridge Investment Research Advisors, Inc. (SAN MATEO CA)
CA
11/30/2007 - 10/20/2009
WOODBURY FINANCIAL SERVICES, INC. (SAN MATEO CA)
CA
06/22/2005 - 11/30/2007
FSC SECURITIES CORPORATION (SAN MATEO CA)
SC
03/01/2004 - 06/22/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
TX
08/01/2001 - 03/25/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
IA
Issued 10/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roland Bergman is the right advisor for you? Invested Better is here to help.
