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Austin Wayne Black

D.a. Davidson & Co.

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About Austin Wayne Black

Austin Wayne Black is a financial professional registered with D.a. Davidson & Co.. Austin Black has been in the industry since March 15, 2017. Prior to joining D.a. Davidson & Co., Austin Black has worked for B. Riley & Co., LLC, FBR Capital Markets & Co., and Wunderlich Securities, Inc.. Austin Black holds the Series 63, SIE and Series 79 licenses. Austin Black specializes in securities, investment banking, mutual funds, variable annuities, stocks, options, fixed income, and equity.

Firm Information

Austin Black is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Austin Black’s Registration & Firm History

CA

09/08/2017 - Present

D.a. Davidson & Co. (IRVINE CA)

CA

08/11/2017 - 10/02/2017

B. RILEY & CO., LLC (Newport Beach CA)

CA

07/10/2017 - 10/02/2017

FBR CAPITAL MARKETS & CO. (Newport Beach CA)

CA

03/16/2017 - 10/02/2017

WUNDERLICH SECURITIES, INC. (Newport Beach CA)

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Licenses & Designations

BC

Issued 05/12/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Austin Wayne Black.
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