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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Tenold is a financial advisor registered with Wells Fargo Clearing Services, LLC since 2019. Prior to joining Wells Fargo Clearing Services, LLC, Richard Tenold was registered with Morgan Stanley from 2009 to 2019, Citigroup Global Markets Inc. from 2008 to 2009, UBS Financial Services Inc. from 2007 to 2008, and Waterford Capital, Inc. from 1998 to 2007. Richard holds the Series 63, Series 7 and SIE licenses. Richard is also registered in 48 states. Richard offers financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/22/2019 - Present
Wells Fargo Clearing Services, LLC (SANTA BARBARA CA)
CA
06/01/2009 - 04/01/2019
MORGAN STANLEY (SANTA BARBARA CA)
CA
07/03/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA BARBARA CA)
CA
02/16/2007 - 07/24/2008
UBS FINANCIAL SERVICES INC. (SANTA BARBARA CA)
CA
09/24/1998 - 01/31/2007
WATERFORD CAPITAL, INC. (SANTA BARBARA CA)
BC
Issued 02/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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