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Financial Planning Services Advisors in California
35,804 Results
Unclaimed
location

Pleasanton, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Neil Douglas Menzies is a financial advisor with Morgan Stanley. Neil has been in the industry since 1999 and is registered in 43 states. He has experience with a variety of clients, including individuals, corporations, and institutions. Previously, Neil worked at Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Neil holds several securities licenses, including Series 7, Series 31, and Series 66.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

UBS Financial Services Inc.

location

SAN FRANCISCO, CA

experience

37 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Neil Konigsberg is a financial advisor at UBS Financial Services Inc. with over 35 years of experience in the industry. Neil is a registered representative in multiple states and offers a range of services including financial planning, portfolio management, and investment advisory. Neil has previously worked at Lehman Brothers Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Neil Patrick Ryan is a financial professional with over 4 years of experience in the financial services industry. Neil is currently registered with LPL Financial LLC and holds Series 63, 24, SIE, and Series 7 licenses. Neil has previously worked at Securian Financial Services, Inc. and CRI Securities, LLC. Neil is registered to provide investment advice in California, Minnesota and South Dakota.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Sageview Advisory Group, LLC | CFC ® (Certifications)

location

WESTLAKE VILLAGE, CA

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Neil Eric Elmouchi is a financial professional with over 40 years of experience in the industry. He is currently an Investment Advisor Representative at Sageview Advisory Group, LLC. Neil has held various positions at several financial institutions, including LPL Financial LLC, Alliance Advisory & Securities, Inc., and Lincoln Financial Advisors Corporation. Neil is a Chartered Financial Consultant and has held multiple licenses and registrations throughout his career, including Series 6, 7, 22, 24, 31, 63, and 65. Neil is dedicated to providing clients with comprehensive wealth planning and investment management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Madison Avenue Securities, LLC

location

SAN DIEGO, CA

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Neil Werberig is a registered representative with Madison Avenue Securities, LLC. He is also a registered investment advisor representative for Maximum Asset Strategies. Neil is a highly experienced financial professional, having been in the industry since 1982. He offers a wide range of services, including financial planning, portfolio management, and selection of other advisors. Neil's primary business focus is on working with high-net-worth individuals, corporations and other businesses, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

CHICO, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Neil R. Yelland is an investment advisor representative with Edward Jones. Neil has been in the financial industry for over 5 years. Neil is registered with the state of California and Texas. Neil's firm has over 19,000 employees, manages more than $824 billion in assets and provides a variety of financial services to its clients, including financial planning, portfolio management and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

WOODLAND HILLS, CA

experience

40 Years Experience

0 Disclosures

ADVISOR BIO

Neil Scheinbart is a financial advisor at Wells Fargo Clearing Services, LLC. Neil has been in the industry since 1985 and holds a Series 3, 7, and 63 license. Neil provides investment advisory services and financial planning to individuals, businesses, and charitable organizations. Neil is registered with FINRA and the SEC as a registered representative and investment advisor.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Alliance Advisory & Securities, LLC

location

WESTLAKE VILLAGE, CA

0 Disclosures

ADVISOR BIO

Neil Tobias Unger is an investment advisor representative at Alliance Advisory & Securities, LLC. Neil has been in the industry since 2010. Neil is licensed to provide investment advisory services in California. Neil holds a Series 65 license. Neil specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Raymond James Financial Services Advisors, Inc.

location

Redding, CA

experience

20 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Neil Christie is a financial advisor with Raymond James Financial Services Advisors, Inc. Neil has been working in the financial services industry since 2004. Neil has a Series 6, 7, 24, 63, and 65 license. Neil is currently registered with Raymond James Financial Services Advisors, Inc. in California, Alaska, Arizona, Colorado, Idaho, Maine, Missouri, Nevada, New Mexico, Ohio, Oregon, Tennessee, Utah, Virginia, Washington, and Wyoming. Neil is also a non-variable insurance agent. Neil has over 15 years of experience in the financial services industry, Neil provides a variety of financial services, including financial planning, portfolio management, and investment advice. Neil is committed to providing his clients with the highest level of service and expertise.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY & FIXED RATE CONSULTATIONS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

IRVINE, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Neil Ratwani is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Neil has been in the securities industry since September 10, 2001. Neil is registered in 53 states and has 2 Investment Adviser Representative (IAR) registrations. Neil has also worked at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Neil is an experienced advisor with a wide range of certifications and experience in the securities industry.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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