Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Howard Pettes is a financial advisor with over 27 years of experience in the industry. Neil is currently registered with LPL Financial LLC. Prior to joining LPL Financial, Neil was affiliated with Cambridge Investment Research, Inc. Neil is also registered as an Investment Advisor Representative in Pennsylvania and Texas. Neil is a dedicated professional with a strong commitment to providing personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
05/02/2023 - Present
LPL Financial LLC (WEXFORD PA)
PA
01/14/2022 - 05/05/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Wexford PA)
PA
08/10/2015 - 02/04/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (WEXFORD PA)
PA
11/11/2008 - 08/20/2015
LPL FINANCIAL LLC (WEXFORD PA)
PA
07/21/1995 - 11/13/2008
FSC SECURITIES CORPORATION (WEXFORD PA)
IA
Issued 05/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1997
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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