Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Scheinbart is a financial advisor at Wells Fargo Clearing Services, LLC. Neil has been in the industry since 1985 and holds a Series 3, 7, and 63 license. Neil provides investment advisory services and financial planning to individuals, businesses, and charitable organizations. Neil is registered with FINRA and the SEC as a registered representative and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/17/2009 - Present
Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)
CA
06/01/2009 - 09/04/2009
MORGAN STANLEY SMITH BARNEY (WOODLAND HILLS CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WOODLAND HILLS CA)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/23/1985 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 10/03/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1986
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Neil Scheinbart is the right advisor for you? Invested Better is here to help.
